Michael S. Finer
FINER WEALTH MANAGEMENT
Salem, MA 01970
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CRD#: 2657455
Professional summary
Michael Scott Finer, CFP®, who also goes by Michael S Finer, is a registered financial advisor currently at FINER WEALTH MANAGEMENT, INC. located in Salem, Massachusetts.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Michael has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael S Finer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Finer Financial & Tax, Inc. President/Certified Public Accountant, start date 09/1995
CRS (Client Relationship Summary) - RIA
Click below to view Michael Scott Finer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
January 6, 2005 - Present
FINER WEALTH MANAGEMENT, INC.
Office #1: 530 Loring Avenue Suite 302, Salem, MA 01970Office #2: 530 Loring Ave Suite 203, Salem, MA 01970RIA
CRD#: 129987
Salem, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FINER WEALTH MANAGEMENT, INC.
FINER WEALTH MANAGEMENT, INC. | MAJOR LEAGUE INVESTMENTS, INC. | FINER WEATLH MANAGEMENT
CRD#: 129987 / SEC#: 801-121773
RIA
Registered Investment Advisory firm - (7/20/2021 Approved)Massachusetts
Registered Investment Advisory firm - (2/25/2022 Terminated)New Hampshire
Registered Investment Advisory firm - (3/9/2022 Terminated)Texas
Registered Investment Advisory firm - (2/25/2022 Terminated)Vermont
Registered Investment Advisory firm - (5/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(8/4/2023)
IAR
Florida(4/30/2024)
IAR
Massachusetts(1/6/2005)
IAR
New Hampshire(9/13/2019)
IAR
Texas(12/6/2016)
IAR
Vermont(4/19/2024)
Exams
Current Firm
FW
FINER WEALTH MANAGEMENT, INC.
FINER WEALTH MANAGEMENT, INC. | MAJOR LEAGUE INVESTMENTS, INC. | FINER WEATLH MANAGEMENT
CRD#: 129987 / SEC#: 801-121773
RIA
Registered Investment Advisory firm - (7/20/2021 Approved)Massachusetts
Registered Investment Advisory firm - (2/25/2022 Terminated)New Hampshire
Registered Investment Advisory firm - (3/9/2022 Terminated)Texas
Registered Investment Advisory firm - (2/25/2022 Terminated)Vermont
Registered Investment Advisory firm - (5/3/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
530 Loring Avenue Suite 302, Salem, MA 01970
Mailing Address
Phone number
(978) 740-1011
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 763 |
| AUM (Assets Under Management) | $ 249,678,933 |
Red Flags
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Company Information
FINER WEALTH MANAGEMENT, INC.
CRD#: 129987Salem, MA 01970TRUST BUT VERIFY
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