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Nathan R. Legrand
GUARDIAN WEALTH ADVISORS
Omaha, NE 68114
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CRD#: 2657326
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Professional summary
Nathan Robert Legrand, CFP®, who also goes by Nate Legrand, is a registered financial advisor currently at GUARDIAN WEALTH ADVISORS, LLC located in Omaha, Nebraska.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Nathan has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nate Legrand
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: Nathan LeGrand; Address: Omaha, NE; Nature of the Business: Insurance sales; Position/Title: Insurance agent; Investment related; Start Date: 09/1995; 10 hours weekly, 5 during trading hours 2) Name of Business: N&D Enterprises, LLC; Address: Omaha, NE; Nature of the Business: Rental Real Estate; Position/Title: Rental Real Estate; Investment Related; Start Date: 06/01/2018; Hours per month devoted to this business: 1; Hours per month devoted to this business during trading hours: 0; Description of duties: Manager/Officer of LLC. 3)CenterPoint Financial Group; Not Investment Related; Start date: 01/2001: Omaha, NE; President; Support company/pay bills; 40 hours per week; 5 hours during trading hours 4)Papillion Community Schools Foundation Board Member. Address: Omaha, NE; Not Investment Related; No hours spent during trading Hours. Start Date: 1/1/2023. 5) Lecats, LLC. Address: Omaha, NE. Not Investment Related. LLC owns a rental property. No hours spent during trading hours 6) LeGrand 5, LLC is a holding company for some of Mr. LeGrands personal investments and Real Estate Holdings.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Robert Legrand's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
January 5, 2025 - Present
GUARDIAN WEALTH ADVISORS, LLC
Office #1: 9850 Nicholas St. Suite 350, Omaha, NE 68114RIA
CRD#: 305412
Omaha, NE
Past
July 30, 2021 - January 2, 2025
ORG PARTNERS
RIA
CRD#: 312728
Omaha, NE
Past
November 12, 2020 - July 30, 2021
WEALTHSHIELD PARTNERS, LLC
RIA
CRD#: 169584
OMAHA, NE
Past
January 2, 2009 - November 9, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
OMAHA, NE
Past
September 8, 1998 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
OMAHA, NE
Past
August 14, 1998 - November 9, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
OMAHA, NE
Past
November 7, 1996 - August 28, 1998
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
September 20, 1996 - October 18, 1996
HOWARD WEIL INCORPORATED
BD
CRD#: 30958
NEW ORLEANS, LA
Past
March 15, 1996 - September 19, 1996
WWK INVESTMENTS, INC.
BD
CRD#: 25184
NORTHVILLE, MI
Past
October 9, 1995 - March 15, 1996
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GUARDIAN WEALTH ADVISORS, LLC
BLUE LINE INVESTING | VALLEY PEAK FINANCIAL | SILO WEALTH | LSG INVESTMENT GROUP | INGRAM FINANCIAL | ID WEALTH | GWP HOLDINGS, LLC | GUARDIAN WEALTH PARTNERS | GUARDIAN WEALTH ADVISORS, LLC | GATHER WEALTH | FINANCE ROADMAP PLANNING | DUNHAM & DEITEL WEALTH MANAGEMENT | CORNERSTONE WEALTH CONSULTING SERVICES LLC | CENTERPOINT FINANCIAL GROUP, INC.
CRD#: 305412 / SEC#: 801-118121
RIA
Registered Investment Advisory firm - (2/24/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(1/6/2025)
IAR
North Carolina(1/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
GW
GUARDIAN WEALTH ADVISORS, LLC
BLUE LINE INVESTING | VALLEY PEAK FINANCIAL | SILO WEALTH | LSG INVESTMENT GROUP | INGRAM FINANCIAL | ID WEALTH | GWP HOLDINGS, LLC | GUARDIAN WEALTH PARTNERS | GUARDIAN WEALTH ADVISORS, LLC | GATHER WEALTH | FINANCE ROADMAP PLANNING | DUNHAM & DEITEL WEALTH MANAGEMENT | CORNERSTONE WEALTH CONSULTING SERVICES LLC | CENTERPOINT FINANCIAL GROUP, INC.
CRD#: 305412 / SEC#: 801-118121
RIA
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Contact information
Main Address
4270 The Circle At North Hills Street Suite 200, Raleigh, NC 27609
Mailing Address
Phone number
(919) 874-1900
Established
Firm type
Fiscal year end
# of Employees
43
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,683 |
| AUM (Assets Under Management) | $ 2,051,517,525 |
Red Flags
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Company Information
GUARDIAN WEALTH ADVISORS, LLC
CRD#: 305412Omaha, NE 68114TRUST BUT VERIFY
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