Sanjay H. Lillaney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sanjay H Lillaney was a registered financial professional .
Sanjay is a previously registered financial professional and started their career in finance in 1995. Sanjay had worked at 6 firms and has passed the Series 63, Series 7, Series 28, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2007 - February 23, 2008
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
October 5, 2001 - January 9, 2012
RMG PARTNERS
December 4, 2000 - October 23, 2001
DIRECT CAPITAL SECURITIES, INC.
June 11, 1998 - December 1, 2000
WELLS FARGO SECURITIES, LLC
September 25, 1996 - June 10, 1998
COAST PARTNERS FINANCIAL CORPORATION
November 10, 1995 - October 1, 1996
GOLDEN GATE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 3/10/2003
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
CRD#: 143809 / SEC#: , 8-67608
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 2990648 |
Red Flags
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