Thomas P. Keane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Patrick Keane MR., who also goes by Thomas Patrick Keane, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1969. Thomas had worked at 14 firms and has passed the Series 63, SIE, Series 55, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2010 - April 27, 2020
FBN SECURITIES, INC.
July 22, 2008 - February 22, 2010
VICTOR SECURITIES, LLC
July 14, 2006 - October 8, 2008
MCNAMARA TRADING COMPANY
April 24, 2006 - May 31, 2006
MEDFORD FINANCIAL, INC.
July 3, 2001 - December 31, 2001
EGS SECURITIES CORP.
June 21, 1995 - July 11, 2001
PRUDENTIAL EQUITY GROUP, LLC
February 24, 1994 - May 26, 1995
NOMURA SECURITIES INTERNATIONAL, INC.
August 18, 1987 - March 2, 1994
PRUDENTIAL EQUITY GROUP, LLC
January 29, 1987 - August 27, 1987
ROBERT AINBINDER & COMPANY
October 27, 1980 - October 3, 1986
KEANE SECURITIES CO., INC.
January 31, 1979 - December 23, 1981
PURCELL GRAHAM INCORPORATED
May 1, 1975 - February 2, 1979
L. F. ROTHSCHILD & CO. INCORPORATED
May 7, 1973 - June 17, 1975
WHITE, WELD & CO. INCORPORATED
June 23, 1971 - April 26, 1973
DUPONT WALSTON, INCORPORATED
March 25, 1969 - July 7, 1971
DOMIK CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/5/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 3/21/1969
Registered Representative ExaminationCurrent Firm
FBN SECURITIES, INC.
CRD#: 18315 / SEC#: , 8-30461
Contact information
FINRA licenses (36 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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