Conan J. Laughlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Conan James Laughlin was a registered financial professional .
Conan is a previously registered financial professional and started their career in finance in 1997. Conan had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2007 - January 26, 2010
MILLENCO LLC
August 24, 2004 - May 13, 2005
IDS LIFE INSURANCE COMPANY
August 24, 2004 - May 13, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
September 29, 1999 - June 4, 2002
DEUTSCHE BANK SECURITIES INC.
July 1, 1998 - September 13, 1999
COWEN AND COMPANY
December 3, 1997 - July 1, 1998
FINANCIAL SQUARE PARTNERS
July 18, 1997 - November 6, 1997
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILLENCO LLC
CRD#: 33726 / SEC#: , 8-41161
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTEGRATED HOLDING GROUP, L.P. | MEMBER | |
| HUANG, DONGCHA | FINANCIAL OPERATIONS PRINCIPAL | 3152961 |
| LARKIN, JONATHAN RICHARD | MANAGING DIRECTOR | 2781180 |
| MESKIN, MARK ISRAEL | CHIEF EXECUTIVE OFFICER | 2358585 |
| OBERLIESEN, KIRK T | DIRECTOR | 2751967 |
| SCHWARTZ, MARTIN ZVI | CHIEF COMPLIANCE OFFICER | 4930538 |
| WILLIAMS, ROBERT ALLEN | CHIEF FINANCIAL OFFICER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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