Daniel Christopher Thompson
CFP®Professional Summary
Daniel Christopher Thompson, CFP® is a registered financial advisor currently at ZENITH WEALTH ADVISORS located in Scottsdale, Arizona. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Daniel has worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
VB&T ORGANIZATIONAL LLC | ZENITH WEALTH ADVISORS | VB&T WEALTH MANAGEMENT LLC
Contact Information
Main Address
4900 N. Scottsdale Road Ste 1500, Scottsdale, AZ 85251Phone Number
(480) 999-9900# of Employees
4SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
314AUM (Assets Under Management)
$328,331,005Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/19/2026 | Cover Page | Report |
| 04/29/2025 | Cover Page | Report |
| 05/06/2024 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
VB&T ORGANIZATIONAL LLC | ZENITH WEALTH ADVISORS | VB&T WEALTH MANAGEMENT LLC
State Registrations and Notice Filings
(3/3/2022)
(3/5/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Feb 1998Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel Christopher Thompson's CRS (Customer Relationship Summary).
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