Steven C. Odonnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Christopher Odonnell, who also goes by Steven Christopher O Donnell, Steven Christopher O'donnell, Steven C Odonnell, Steven Odonnell, Steven Christopher Odonnell, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1996. Steven had worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2024 - July 26, 2024
MASTERWORKS ADVISERS, LLC
November 14, 2022 - May 13, 2024
EQUITABLE ADVISORS, LLC
July 20, 2022 - May 13, 2024
EQUITABLE ADVISORS, LLC
January 19, 2006 - April 26, 2007
SWISS RE CAPITAL MARKETS CORPORATION
June 8, 2004 - January 11, 2006
BARCLAYS CAPITAL INC.
February 14, 2002 - October 10, 2003
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 9, 1998 - February 23, 2000
PERSHING LLC
May 30, 1996 - February 20, 1997
NEBRASKA HUDSON COMPANY, INC.
Primary Firm SEC Registration
MASTERWORKS ADVISERS, LLC
CRD#: 324239 / SEC#: 801-127158
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/19/2022
General Securities Representative ExaminationCurrent Firm
MASTERWORKS ADVISERS, LLC
CRD#: 324239 / SEC#: 801-127158
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 625 |
| AUM (Assets Under Management) | $ 1,983,059 |
Red Flags
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