Vincent Serratore
Professional Summary
Vincent Serratore, who also goes by VInny Serratore, is a registered financial advisor currently at HERITAGE WEALTH MANAGEMENT located in Woburn, Massachusetts. Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Vincent has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Vinny Serratore
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
HERITAGE WEALTH GROUP, INC. | HERITAGE WEALTH MANAGEMENT, INC. | HERITAGE WEALTH MANAGEMENT
Contact Information
Main Address
100 Trade Center Drive Suite G-700, Woburn, MA 01801Phone Number
(800) 620-9330# of Employees
2SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
369AUM (Assets Under Management)
$153,221,579Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
HERITAGE WEALTH GROUP, INC. | HERITAGE WEALTH MANAGEMENT, INC. | HERITAGE WEALTH MANAGEMENT
State Registrations and Notice Filings
(11/10/2011)
(6/25/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1996About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Vincent Serratore's CRS (Customer Relationship Summary).
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