VS
Vincent Serratore
HERITAGE WEALTH MANAGEMENT
Medford, MA 02155
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CRD#: 2656617
VS
Professional summary
Vincent Serratore, who also goes by VInny Serratore, is a registered financial advisor currently at HERITAGE WEALTH MANAGEMENT located in Medford, Massachusetts.
Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Vincent has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vinny Serratore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA: HERITAGE FINANCIAL GROUP, INC/HERITAGE INSURANCE GROUP. ZERO GOVERNORS AVE SUITE 35 MEDFORD, MA 02155. INSURANCE SALES. TITLE: PRESIDENT AND CEO. START DATE:6/13/2002. HOURS PER MONTH: 10 HOURS DURING TRADING: 6. ***OBA: HERITAGE WEALTH MANAGEMENT, INC. ZERO GOVERNORS AVENUE, SUITE 34, MEDFORD, MA 02155. REGISTERED INVESTMENT ADVISER (RIA), INVESTMENT RELATED. TITLE: PRESIDENT AND CEO. START DATE: 11/1/2011. HOURS PER MONTH: 160, HOURS DURING TRADING: 125. Bardown Enterprises LTD - This entity owns a girls Youth Hockey Team. Hours per month: 14, Hours during Trading: 0
CRS (Client Relationship Summary) - RIA
Click below to view Vincent Serratore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 10, 2011 - Present
HERITAGE WEALTH MANAGEMENT
Office #1: 0 Governors Avenue Suite 34, Medford, MA 02155RIA
CRD#: 159158
Medford, MA
Past
November 17, 2015 - April 4, 2018
REALTA EQUITIES, INC.
BD
CRD#: 23769
Medford, MA
Past
January 13, 2005 - December 31, 2011
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
MEDFORD, MA
Past
May 28, 2004 - December 31, 2004
EASTERN POINT ADVISORS INC.
RIA
CRD#: 107123
LYNNFIELD, MA
Past
June 13, 2002 - November 29, 2013
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
MEDFORD, MA
Past
May 16, 1998 - July 13, 2001
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
BOSTON, MA
Past
January 31, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
January 31, 1996 - April 12, 2000
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HERITAGE WEALTH MANAGEMENT
HERITAGE WEALTH GROUP, INC. | HERITAGE WEALTH MANAGEMENT, INC. | HERITAGE WEALTH MANAGEMENT
CRD#: 159158 / SEC#: 801-132674
RIA
Registered Investment Advisory firm - (5/30/2025 Approved)Florida
Registered Investment Advisory firm - (6/20/2025 Terminated)Massachusetts
Registered Investment Advisory firm - (6/20/2025 Terminated)Rhode Island
Registered Investment Advisory firm - (6/25/2025 Terminated)Texas
Registered Investment Advisory firm - (6/20/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(11/10/2011)
IAR
Texas(6/25/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HW
HERITAGE WEALTH MANAGEMENT
HERITAGE WEALTH GROUP, INC. | HERITAGE WEALTH MANAGEMENT, INC. | HERITAGE WEALTH MANAGEMENT
CRD#: 159158 / SEC#: 801-132674
RIA
Registered Investment Advisory firm - (5/30/2025 Approved)Florida
Registered Investment Advisory firm - (6/20/2025 Terminated)Massachusetts
Registered Investment Advisory firm - (6/20/2025 Terminated)Rhode Island
Registered Investment Advisory firm - (6/25/2025 Terminated)Texas
Registered Investment Advisory firm - (6/20/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
0 Governors Avenue Suite 34, Medford, MA 02155
Mailing Address
Phone number
(800) 620-9330
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 354 |
| AUM (Assets Under Management) | $ 118,313,865 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HERITAGE WEALTH MANAGEMENT
CRD#: 159158Medford, MA 02155TRUST BUT VERIFY
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