Jim J. Yang
Professional summary
Jim Jinbum Yang, who also goes by Jim Yang, is a registered financial professional currently at APSEC CAPITAL PARTNERS, LLC located in New York, New York.
Jim is registered as a RR (Registered Representative) and started their career in finance in 1996. Jim has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 62, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jim Jinbum Yang's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2009 - Present
APSEC CAPITAL PARTNERS, LLC
Office #1: 1410 Broadway Suite 1102, New York, NY 10018Office #2: 915 Wilshire Blvd. Suite 1700, Los Angeles, CA 90017November 14, 2002 - January 17, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 14, 1996 - October 7, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2009)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 28
Date: 2/8/2010
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
APSEC CAPITAL PARTNERS, LLC
CRD#: 149687 / SEC#: , 8-68176
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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