Philip J. Kazlowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip James Kazlowski, who also goes by Phil Kazlowski, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1973. Philip had worked at 20 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2014 - March 23, 2016
BONWICK CAPITAL PARTNERS, LLC
March 13, 2013 - September 10, 2013
BRAVER STERN SECURITIES LLC
June 22, 2011 - October 16, 2012
JANNEY MONTGOMERY SCOTT LLC
October 4, 2010 - June 7, 2011
VINING-SPARKS IBG, LLC
April 23, 2010 - September 21, 2010
BUCKMAN, BUCKMAN & REID, INC.
September 10, 2009 - May 5, 2010
PIERPONT CAPITAL ADVISORS LLC
September 27, 2004 - February 18, 2009
J.P. MORGAN SECURITIES LLC
August 25, 2004 - September 3, 2004
AMARANTH SECURITIES L.L.C.
September 26, 2001 - March 4, 2002
REDWOOD BROKERAGE LLC
June 10, 1998 - September 25, 2001
NATIVE NATIONS SECURITIES, INC.
July 14, 1997 - June 3, 1998
WALSH MANNING SECURITIES, LLC
September 25, 1996 - February 3, 1997
ABN AMRO SECURITIES LLC
October 11, 1995 - November 2, 1995
NATWEST SECURITIES CORPORATION
April 7, 1994 - October 5, 1995
NATWEST INTERNATIONAL SECURITIES INC.
August 8, 1991 - February 23, 1994
CITICORP SECURITIES, INC.
June 9, 1989 - July 16, 1991
SBC WARBURG DILLON READ INC.
March 5, 1986 - April 27, 1989
CREDIT SUISSE SECURITIES (USA) LLC
August 6, 1979 - March 27, 1986
KIDDER, PEABODY & CO. INCORPORATED
March 7, 1977 - July 22, 1978
CIBC WORLD MARKETS CORP.
September 4, 1973 - April 26, 1977
FREDERIC H. HATCH & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/22/1973
Registered Representative ExaminationCurrent Firm
BONWICK CAPITAL PARTNERS, LLC
CRD#: 156469 / SEC#: , 8-68796
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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