Marc E. Brock

DIVERSIFY WEALTH MANAGEMENT

PHOENIX, AZ 85014

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CRD#: 2656422

Professional summary

Marc Edward Brock is a registered financial advisor currently at DIVERSIFY WEALTH MANAGEMENT, LLC located in Phoenix, Arizona.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Marc has worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Edward Brock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2024 - Present

DIVERSIFY WEALTH MANAGEMENT, LLC

Office #1: 1440 E Missouri Ave Suite 250, Phoenix, AZ 85014

RIA

CRD#: 329878

PHOENIX, AZ

Past

April 11, 2023 - August 15, 2024

THRIVENT ADVISOR NETWORK, LLC

RIA

CRD#: 304569

Phoenix, AZ

Past

September 2, 2011 - April 6, 2023

YOUR SOURCE FINANCIAL

RIA

CRD#: 109409

PHOENIX, AZ

Past

April 2, 2002 - December 31, 2009

NORTHERN TRUST SECURITIES, INC.

RIA

CRD#: 7927

SCOTTSDALE, AZ

Past

April 20, 2001 - November 4, 2010

VISION INVESTMENT SERVICES, INC.

CRD#: 46609

WINNETKA, IL

Past

July 17, 1997 - October 25, 2010

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

SCOTTSDALE, AZ

Past

October 11, 1995 - June 4, 1997

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIVERSIFY WEALTH MANAGEMENT, LLC

CRD#: 329878 / SEC#: 801-129521

RIA

Registered Investment Advisory firm - (2/16/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/18/2024)

IAR

Texas
(9/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/1/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/16/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/4/1996

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 10/10/1995

Municipal Securities Representative Examination

Current Firm

DIVERSIFY WEALTH MANAGEMENT, LLC

CRD#: 329878 / SEC#: 801-129521

RIA

Registered Investment Advisory firm - (2/16/2024 Approved)

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Contact information

Main Address

9017 S Riverside Dr Suite 210, Sandy, UT 84070

Mailing Address

Phone number

(801) 838-9999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DIVERSIFY WEALTH MANAGEMENT (7/25/2025)

Regulatory assets under management

Total Number of Accounts	12,760
AUM (Assets Under Management)	$ 2,526,799,821

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Marc E. Brock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Edward Brock's CRS (Customer Relationship Summary).

Certified licenses

Experience

THRIVENT ADVISOR NETWORK, LLC

YOUR SOURCE FINANCIAL

NORTHERN TRUST SECURITIES, INC.

VISION INVESTMENT SERVICES, INC.

NORTHERN TRUST SECURITIES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

DIVERSIFY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/1/2001

Series 63

Date: 10/16/1995

Series 7

Date: 4/4/1996

Series 52

Date: 10/10/1995

Current Firm

DIVERSIFY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIVERSIFY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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