CM

Celia M. Mueller

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CRD#: 2656345
CM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Celia Miller Mueller, who also goes by Celia May Miller, Celia May Mueller, Celia Miller Mueller, was a registered financial professional .

Celia is a previously registered financial professional and started their career in finance in 1995. Celia had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Celia May Miller | Celia May Mueller | Celia Miller Mueller

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 1, 2020 - September 1, 2021

BLUE WATER WEALTH

RIA
CRD#: 164432
PORTLAND, OR
Past

October 30, 2015 - September 1, 2020

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
HAPPY VALLEY, OR
Past

October 30, 2015 - September 1, 2020

ARBOR POINT ADVISORS

RIA
CRD#: 165127
HAPPY VALLEY, OR
Past

October 23, 2015 - September 1, 2020

SECURITIES AMERICA, INC.

BD
CRD#: 10205
HAPPY VALLEY, OR
Past

October 29, 2004 - October 29, 2015

FINANCIAL WEST GROUP

RIA
CRD#: 16668
HAPPY VALLEY, OR
Past

October 26, 2004 - October 29, 2015

FINANCIAL WEST GROUP

BD
CRD#: 16668
HAPPY VALLEY, OR
Past

April 24, 2002 - October 27, 2004

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
WEST LINN, OR
Past

October 16, 1995 - October 27, 2004

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
BIRMINGHAM, AL

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BLUE WATER WEALTH
BLUE WATER | BWW | BLUE WATER WEALTH, INC. | BLUE WATER WEALTH

CRD#: 164432 / SEC#: 801-112810

RIA
Registered Investment Advisory firm - (4/6/2018 Approved)
California
Registered Investment Advisory firm - (5/10/2018 Terminated)
Texas
Registered Investment Advisory firm - (4/10/2018 Terminated)
Washington
Registered Investment Advisory firm - (4/18/2018 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 12/13/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


BW
BLUE WATER WEALTH
BLUE WATER | BWW | BLUE WATER WEALTH, INC. | BLUE WATER WEALTH

CRD#: 164432 / SEC#: 801-112810

RIA
Registered Investment Advisory firm - (4/6/2018 Approved)
California
Registered Investment Advisory firm - (5/10/2018 Terminated)
Texas
Registered Investment Advisory firm - (4/10/2018 Terminated)
Washington
Registered Investment Advisory firm - (4/18/2018 Terminated)
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Contact information


Main Address
500 Sw 116th Avenue, Portland, OR 97225
Mailing Address
Phone number
(503) 296-8700
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts1,078
AUM (Assets Under Management)$ 384,236,117

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BLUE WATER WEALTH

CRD#: 164432

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