Daniel R. Peterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Ray Peterson was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1995. Daniel had worked at 7 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2010 - December 17, 2015
FIRST INDEPENDENT ADVISORY SERVICES, INC.
December 4, 2009 - November 11, 2015
FIRST INDEPENDENT FINANCIAL SERVICES, INC.
December 2, 2005 - December 3, 2009
FSC SECURITIES CORPORATION
February 12, 2004 - April 1, 2005
PAN-AMERICAN INVESTMENT ADVISERS, INC.
December 16, 2001 - November 30, 2005
PAN-AMERICAN FINANCIAL ADVISERS
January 14, 1999 - December 16, 2001
AMERICAN CAPITAL CORPORATION
November 7, 1995 - November 23, 1998
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST INDEPENDENT ADVISORY SERVICES, INC.
CRD#: 132678 / SEC#:
Contact information
Red Flags
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