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CJ

Charles C. Jellinghaus

ICAPITAL MARKETS LLC
New York, NY 10165
Some features on this profile are disabled
CRD#: 2656045
CJ

Professional summary

Charles Colin Jellinghaus, who also goes by Charles Jellinghaus, Coley Jellinghaus, is a registered financial professional currently at ICAPITAL MARKETS LLC located in New York, New York.

Charles is registered as a RR (Registered Representative) and started their career in finance in 1995. Charles has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Charles Jellinghaus | Coley Jellinghaus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Colin Jellinghaus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 15, 2024 - Present

ICAPITAL MARKETS LLC

Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165
BD
CRD#: 118219
New York, NY
Past

March 30, 2021 - December 21, 2022

ACERVUS SECURITIES, INC.

BD
CRD#: 298058
NEW YORK, NY
Past

January 11, 2019 - August 11, 2020

DEUTSCHE BANK SECURITIES INC.

RIA
CRD#: 2525
NEW YORK, NY
Past

October 11, 2016 - August 11, 2020

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

August 14, 2006 - May 13, 2016

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

April 22, 2005 - July 13, 2006

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
NEW YORK, NY
Past

September 26, 2003 - April 15, 2005

ATALANTA SOSNOFF MANAGEMENT, LLC

BD
CRD#: 11085
NEW YORK, NY
Past

March 4, 2002 - May 10, 2003

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

BD
CRD#: 21570
SHELTON, CT
Past

April 17, 1996 - October 23, 2001

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI
Past

September 20, 1995 - April 17, 1996

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(6/27/2025)
RR
Arizona
(7/7/2025)
RR
California
(6/27/2025)
RR
Colorado
(6/26/2025)
RR
Hawaii
(6/30/2025)
RR
Idaho
(6/27/2025)
RR
Illinois
(6/26/2025)
RR
Indiana
(7/8/2025)
RR
Iowa
(7/14/2025)
RR
Kansas
(6/26/2025)
RR
Kentucky
(6/26/2025)
RR
Michigan
(6/26/2025)
RR
Minnesota
(6/26/2025)
RR
Missouri
(6/30/2025)
RR
Montana
(6/26/2025)
RR
Nebraska
(6/26/2025)
RR
Nevada
(6/27/2025)
RR
New Mexico
(6/27/2025)
RR
New York
(7/21/2024)
RR
North Dakota
(7/3/2025)
RR
Ohio
(6/30/2025)
RR
Oklahoma
(6/26/2025)
RR
Oregon
(6/26/2025)
RR
South Dakota
(6/26/2025)
RR
Texas
(6/26/2025)
RR
Utah
(6/27/2025)
RR
Washington
(6/26/2025)
RR
Wisconsin
(6/30/2025)
RR
Wyoming
(6/27/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/11/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/19/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/19/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/28/2018
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 4/28/2018
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/13/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IM
ICAPITAL MARKETS LLC
AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC

CRD#: 118219 / SEC#: , 8-53640

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
60 East 42nd Street 26th Floor, New York, NY 10165
Mailing Address
60 East 42nd Street 26th Floor, New York, NY 10165
Phone number
(646) 520-2020
Established
Delaware since 08/13/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ICAPITAL MARKETS HOLDING LLCPARENT
GEORGE, THOMAS KEITHFINOP5378303
HOUSTON, STEPHEN HENRYHEAD OF BROKER DEALER1988668
MORGAN, COURTNEYCHIEF COMPLIANCE OFFICER6384535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICAPITAL MARKETS LLC

CRD#: 118219New York, NY 10165

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