Steven G. Prusky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven George Prusky was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1995. Steven had worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2020 - December 12, 2022
WINDSOR SECURITIES, INC.
September 5, 2008 - August 4, 2009
PENNMONT SECURITIES
January 26, 2005 - March 9, 2012
WINDSOR SECURITIES, INC.
October 8, 1998 - March 8, 2012
MFI ASSOCIATES
June 16, 1998 - May 31, 2000
SECURITIES AMERICA, INC.
November 17, 1995 - October 5, 2006
WINDSOR SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WINDSOR SECURITIES, INC.
CRD#: 6415 / SEC#: 801-11280, 8-17465
Contact information
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 90,000,000 |
Red Flags
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