Brian R. Lauria
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Robert Lauria, who also goes by Brian Robert Lauria, Brian Lauria, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1995. Brian had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2024 - April 8, 2026
EMPOWER ADVISORY GROUP, LLC
April 26, 2024 - April 8, 2026
EMPOWER FINANCIAL SERVICES, INC.
June 2, 2021 - February 12, 2024
VALIC FINANCIAL ADVISORS, INC.
June 2, 2021 - February 12, 2024
VALIC FINANCIAL ADVISORS, INC.
December 12, 2018 - March 12, 2021
VALIC FINANCIAL ADVISORS, INC.
June 27, 2017 - July 5, 2018
QUESTAR CAPITAL CORPORATION
December 3, 2015 - July 21, 2017
AMERITAS INVESTMENT COMPANY, LLC
December 14, 2009 - March 2, 2012
ALLIANZ LIFE FINANCIAL SERVICES, LLC
June 30, 2000 - September 6, 2000
ING FUNDS DISTRIBUTOR, INC.
June 16, 2000 - November 5, 2009
DIRECTED SERVICES LLC
July 2, 1999 - May 19, 2000
LOCUST STREET SECURITIES, INC.
September 5, 1995 - June 23, 1999
UNITED VARIABLE SERVICES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
