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Lanny T. Fried

Some features on this profile are disabled
CRD#: 2655325
LF

Professional summary

Lanny Todd Fried was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Lanny is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Lanny had worked at 9 firms, which includes BERRY-SHINO SECURITIES INC., WOODSTOCK FINANCIAL GROUP INC., SALOMON GREY FINANCIAL CORPORATION, CONTINENTAL BROKER-DEALER CORP., THE MINNEAPOLIS COMPANY INC., SHARPE CAPITAL INC., WHITEHALL WELLINGTON INVESTMENTS INC., LAIDLAW GLOBAL SECURITIES INC., LADENBURG CAPITAL MANAGEMENT INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lanny T Fried

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 17, 2001 - August 3, 2001

BERRY-SHINO SECURITIES, INC.

BD
CRD#: 38098
SCOTTSDALE, AZ
Past

January 12, 2001 - May 9, 2001

WOODSTOCK FINANCIAL GROUP, INC.

BD
CRD#: 38095
WOODSTOCK, GA
Past

September 27, 2000 - January 2, 2001

SALOMON GREY FINANCIAL CORPORATION

BD
CRD#: 43413
DALLAS, TX
Past

April 20, 2000 - September 28, 2000

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY
Past

March 14, 2000 - May 23, 2000

THE MINNEAPOLIS COMPANY, INC.

BD
CRD#: 38859
MELVILLE, NY
Past

November 5, 1999 - March 15, 2000

SHARPE CAPITAL, INC.

BD
CRD#: 18452
NEW YORK, NY
Past

April 16, 1998 - October 27, 1999

WHITEHALL WELLINGTON INVESTMENTS, INC.

BD
CRD#: 38022
PORT WASHINGTON, NY
Past

December 22, 1997 - January 7, 1998

LAIDLAW GLOBAL SECURITIES, INC.

BD
CRD#: 19018
NEW YORK, NY
Past

August 21, 1996 - November 19, 1997

LADENBURG CAPITAL MANAGEMENT INC.

BD
CRD#: 14623
BETHPAGE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/31/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/19/1996
General Securities Representative Examination

Current Firm

BS
BERRY-SHINO SECURITIES, INC.
BERRY-SHINO SECURITIES, INC.

CRD#: 38098 / SEC#: , 8-48091

BD
Terminated by SEC on 04/26/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
Arizona since 07/16/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MALONE, VERNA CAMPBELLSHAREHOLDER, DIRECTOR5943148
BERRY, ROBERT LEESHAREHOLDER, DIRECTOR, PRESIDENT1575345
CAMPBELL, MARLENE MARYSHAREHOLDER6124193
CAMPBELL, ROBERT MARLOWESHAREHOLDER6124205
HUNTER WISE SECURITIES, LLCSHAREHOLDER104193
DANIEL, MARY TERESEFINOP, CFO, CCO4539009

Disclosures

Regulatory Event4
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BERRY-SHINO SECURITIES, INC.

CRD#: 38098

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