Richard T. Perry

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CRD#: 2655276

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Thomas Perry, who also goes by Tom Perry, was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 1995. Richard had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tom Perry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIXED LIFE INSURANCE AGENT, INVESTMENT-RELATED, OWNER, STARTED IN 1995, SALE AND SERVICE OF INDEXED ANNUITIES AND LIFE INSURANCE, BRIDGEVILLE PA; 20 HOURS PER MONTH DURING TRADING HOURS INDEPENDENT CONTRACTOR SOLICITOR FOR OUTSIDE RIA SERVICES THROUGH HAZARD & SIEGEL ADVISORY SERVICES LLC BRIDGEVILLE PA 5-10 HOURS PER MONTH; INVESTMENT RELATED. SCHAEFFER LUBRICANTS, ST LOUIS MO; OUTSIDE SALES OF COMMERCIAL LUBRICANTS. 8/2016 NON-INVESTMENT RELATED; 20 HOURS PER MONTH, VERY LITTLE DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 25, 2021 - December 31, 2023

HAZARD & SIEGEL ADVISORY SERVICES LLC

RIA

CRD#: 151462

BRIDGEVILLE, PA

Past

February 2, 2012 - December 31, 2020

HAZARD & SIEGEL ADVISORY SERVICES LLC

RIA

CRD#: 151462

DEWITT, NY

Past

January 12, 2012 - December 31, 2023

HAZARD & SIEGEL, INC.

CRD#: 2048

DEWITT, NY

Past

October 10, 2011 - October 11, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MCMURRAY, PA

Past

October 10, 2011 - October 11, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MCMURRAY, PA

Past

August 12, 2010 - October 14, 2011

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

PITTSBURGH, PA

Past

August 12, 2010 - October 14, 2011

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

PITTSBURGH, PA

Past

July 8, 2010 - August 9, 2010

NEW ENGLAND SECURITIES

CRD#: 615

PITTSBURGH, PA

Past

March 8, 2007 - July 7, 2010

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

PITTSBURGH, PA

Past

March 8, 2007 - July 7, 2010

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

PITTSBURGH, PA

Past

August 10, 2005 - February 23, 2007

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

PITTSBURGH, PA

Past

July 8, 2005 - February 23, 2007

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

PITTSBURGH, PA

Past

January 26, 2004 - July 12, 2005

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

PITTSBURGH, PA

Past

January 26, 2004 - July 12, 2005

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

July 25, 2002 - January 2, 2004

BLUE VASE SECURITIES, LLC

RIA

CRD#: 46765

PITTSBURGH, PA

Past

January 2, 2002 - January 2, 2004

BLUE VASE SECURITIES, LLC

CRD#: 46765

WASHINGTON, PA

Past

February 4, 2000 - December 31, 2001

PARKER/HUNTER INCORPORATED

CRD#: 7324

PITTSBURGH, PA

Past

November 1, 1999 - October 4, 2000

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

February 19, 1998 - October 12, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 20, 1996 - January 6, 1998

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

September 25, 1995 - November 6, 1996

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA

Registered Investment Advisory firm - (10/26/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/20/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/22/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/17/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/22/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA

Registered Investment Advisory firm - (10/26/2009 Approved)

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Contact information

Main Address

5793 Widewaters Parkway, Dewitt, NY 13214

Mailing Address

P.o. Box 157, Dewitt, NY 13214-0157

Phone number

(315) 414-0722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	294
AUM (Assets Under Management)	$ 378,476,990

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard T. Perry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HAZARD & SIEGEL ADVISORY SERVICES LLC

HAZARD & SIEGEL, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

NEW ENGLAND SECURITIES

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

BLUE VASE SECURITIES, LLC

BLUE VASE SECURITIES, LLC

PARKER/HUNTER INCORPORATED

ALLSTATE FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LINCOLN FINANCIAL DISTRIBUTORS, INC.

HORNOR, TOWNSEND & KENT, LLC

Primary Firm SEC Registration

HAZARD & SIEGEL ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/20/1998

Series 63

Date: 9/22/1995

SIE

Date: 10/1/2018

Series 7

Date: 2/17/1998

Series 6

Date: 9/22/1995

Current Firm

HAZARD & SIEGEL ADVISORY SERVICES LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAZARD & SIEGEL ADVISORY SERVICES LLC

TRUST BUT VERIFY

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