Susan G. Goldman
Professional summary
Susan Goodell Goldman, who also goes by Susan Wolk Goodell, Susan Goodell, is a registered financial professional currently at AMERICAN DISCOVERY ADVISORS, LLC located in Los Angeles, California.
Susan is registered as a RR (Registered Representative) and started their career in finance in 1995. Susan has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan Goodell Goldman's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2020 - Present
AMERICAN DISCOVERY ADVISORS, LLC
Office #1: 11150 Santa Monica Blvd. Suite 1425, Los Angeles, CA 90025August 14, 2015 - June 30, 2020
FALLBROOK CAPITAL SECURITIES CORP.
September 2, 2010 - June 24, 2015
MOSAIC CAPITAL SECURITIES, LLC
July 14, 2009 - November 18, 2010
ASCHER/DECISION SERVICES, INC.
July 3, 2003 - October 4, 2005
HADLEY PARTNERS, INCORPORATED
August 2, 2000 - October 23, 2001
HADLEY PARTNERS, INCORPORATED
September 12, 1995 - July 22, 1998
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2020)
(2/14/2025)
(1/12/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
AMERICAN DISCOVERY ADVISORS, LLC
CRD#: 287488 / SEC#: , 8-69899
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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