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RA

Rodman C. Azar

JACOBI CAPITAL MANAGEMENT
Pittston, PA 18640
Some features on this profile are disabled
CRD#: 2655079
RA

Professional summary

Rodman Charles Azar, who also goes by Rod Azar, is a registered financial advisor currently at JACOBI CAPITAL MANAGEMENT, LLC located in Pittston, Pennsylvania and LPL FINANCIAL LLC located in Pittston, Pennsylvania.

Rodman is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Rodman has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rod Azar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 05/02/2011: JACOBI CAPITAL MANAGEMENT, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID: JACOBI CAPITAL MANAGEMENT, LLC - 75% OF TIME SPENT 2. 12/19/2013: 66 EAST TIOGA STREET LLC - INV REL - 66 EAST TIOGA STREET, TUNKHANNOCK, PA 18657 - REAL ESTATE RENTAL - 1% OF TIME SPENT - OWNER 3. 01/20/2015: JACOBI CAPITAL MANAGEMENT, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA: JACOBI WEALTH ADVISORS - START 01/14/2015 - 17 HR/MO ALL DURING SECS TRDG HRS. 4. 11/9/2015: Jacobi Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/10/2015 - 20 Hours Per Month During Securities Trading. 5. 02/10/2016 - Azar Wealth Management, LLC - INV REL - 66 East Tioga Street, Suite 3 Tunkhannock, PA 18657 - Business Entity For Tax/Investment Purposes Only - START 01/11/2016 - advisory fees; brokerage commissions

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodman Charles Azar's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 29, 2011 - Present

JACOBI CAPITAL MANAGEMENT, LLC

Office #1: 154 Enterprise Way, Pittston, PA 18640
RIA
CRD#: 147663
Pittston, PA
Current

March 14, 2011 - Present

LPL FINANCIAL LLC

Office #1: 154 Enterprise Way, Pittston, PA 18640
RIA
BD
CRD#: 6413
Pittston, PA
Past

September 29, 1995 - July 2, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JC
JACOBI CAPITAL MANAGEMENT, LLC
JACOBI CAPITAL MANAGEMENT, LLC | JACOBI WEALTH ADVISORS

CRD#: 147663 / SEC#: 801-69398

RIA
Registered Investment Advisory firm - (8/7/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(4/19/2011)
IAR
Pennsylvania
(4/29/2011)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/18/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/17/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/11/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

JC
JACOBI CAPITAL MANAGEMENT, LLC
JACOBI CAPITAL MANAGEMENT, LLC | JACOBI WEALTH ADVISORS

CRD#: 147663 / SEC#: 801-69398

RIA
Registered Investment Advisory firm - (8/7/2008 Approved)
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Contact information

Main Address
154 Enterprise Way, Pittston, PA 18640
Mailing Address
Phone number
(570) 826-1801
Established
Firm type
Fiscal year end
# of Employees
28

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

JACOBI CAPITAL MANAGEMENT LLC FORM ADV PART 2A & APPENDIX (3/31/2025)

Regulatory assets under management

Total Number of Accounts6,314
AUM (Assets Under Management)$ 2,190,387,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JACOBI CAPITAL MANAGEMENT, LLC

CRD#: 147663Pittston, PA 18640

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