Eloise R. Worden
Professional summary
Eloise Ruth Worden was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eloise is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Eloise had worked at 3 firms, which includes BLUE MARBLE FINANCIAL LLC, HUNTINGDON SECURITIES CORPORATION, VARIABLE ASSET STRATEGIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2004 - December 14, 2004
BLUE MARBLE FINANCIAL, LLC
December 11, 1996 - April 14, 2004
HUNTINGDON SECURITIES CORPORATION
March 29, 1996 - December 4, 1996
VARIABLE ASSET STRATEGIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BLUE MARBLE FINANCIAL, LLC
CRD#: 103989 / SEC#: , 8-52454
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| Q4I, INC. | SHAREHOLDER | |
| STOVALL, RAYMOND P II | CEO/PRINCIPAL | 1057050 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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