John J. Clougherty
Professional summary
John J Clougherty, who also goes by John Joseph Clougherty, is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in Fort Myers, Florida.
John is registered as a RR (Registered Representative) and started their career in finance in 1995. John has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John J Clougherty's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2016 - Present
P.J. ROBB VARIABLE, LLC
June 14, 2010 - January 4, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 5, 2010 - April 16, 2010
THE LEADERS GROUP, INC.
April 25, 2007 - December 31, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
January 1, 1998 - March 1, 2007
HIMCO DISTRIBUTION SERVICES COMPANY
November 7, 1995 - December 9, 1997
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/26/2022)
(7/26/2024)
(9/24/2024)
(5/6/2019)
(10/6/2020)
(8/17/2016)
(7/12/2016)
(10/14/2020)
(7/13/2016)
(7/31/2020)
(2/28/2019)
(9/22/2021)
(4/19/2016)
(11/13/2023)
(10/28/2024)
(1/16/2019)
(7/15/2016)
(10/10/2019)
Exams
FINRA
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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