Larry W. Shirey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry William Shirey, who also goes by Larry Shirey, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1995. Larry had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2015 - July 30, 2019
ENVESTNET PMC
September 8, 2005 - December 31, 2014
PLACEMARK INVESTMENTS, INC.
September 29, 2000 - December 21, 2001
BANC ONE SECURITIES CORPORATION
March 19, 1999 - June 2, 1999
HARGER AND COMPANY, INC.
June 2, 1997 - February 8, 1999
CAPITAL ONE INVESTMENTS, LLC
August 31, 1995 - February 28, 1997
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,021,610 |
| AUM (Assets Under Management) | $ 532,197,263,852 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
