Jeffrey P. Cirino

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CRD#: 2654655

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Paul Cirino was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1995. Jeffrey had worked at 6 firms and has passed the Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 1, 2004 - August 19, 2021

ALPHA PLANNING AND FINANCIAL SERVICES, INC.

RIA

CRD#: 130842

SOLON, OH

Past

October 31, 2003 - September 30, 2004

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

June 30, 2003 - September 30, 2004

THE ADVISORS GROUP, INC.

RIA

CRD#: 14035

SOLON, OH

Past

June 30, 2003 - October 31, 2003

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

January 28, 2000 - June 25, 2003

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

SOLON, OH

Past

July 1, 1999 - June 25, 2003

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

March 14, 1997 - July 6, 1999

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

September 20, 1995 - April 1, 1997

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA PLANNING AND FINANCIAL SERVICES, INC.

ALPHA PLANNERS, INC. | LEGACY WEALTH PARTNERS, INC. | ALPHA PLANNING AND FINANCIAL SERVICES, INC.

CRD#: 130842 / SEC#: 801-135159

RIA

Registered Investment Advisory firm - (1/15/2026 Approved)

Florida

Registered Investment Advisory firm - (1/15/2026 Terminated)

Maine

Registered Investment Advisory firm - (1/6/2010 Terminated)

North Carolina

Registered Investment Advisory firm - (11/19/2009 Terminated)

Ohio

Registered Investment Advisory firm - (1/15/2026 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/15/2013 Terminated)

Texas

Registered Investment Advisory firm - (1/15/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 4/14/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/18/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALPHA PLANNING AND FINANCIAL SERVICES, INC.

ALPHA PLANNERS, INC. | LEGACY WEALTH PARTNERS, INC. | ALPHA PLANNING AND FINANCIAL SERVICES, INC.

CRD#: 130842 / SEC#: 801-135159

RIA

Registered Investment Advisory firm - (1/15/2026 Approved)

Florida

Registered Investment Advisory firm - (1/15/2026 Terminated)

Maine

Registered Investment Advisory firm - (1/6/2010 Terminated)

North Carolina

Registered Investment Advisory firm - (11/19/2009 Terminated)

Ohio

Registered Investment Advisory firm - (1/15/2026 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/15/2013 Terminated)

Texas

Registered Investment Advisory firm - (1/15/2026 Terminated)

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Contact information

Main Address

31005 Bainbridge Road Suite 6, Solon, OH 44139

Mailing Address

Phone number

(440) 519-0300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (2/25/2026)

WRAP BROCHURE (2/25/2026)

Regulatory assets under management

Total Number of Accounts	578
AUM (Assets Under Management)	$ 112,753,128

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey P. Cirino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

THE ADVISORS GROUP, INC.

THE ADVISORS GROUP, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

WALNUT STREET SECURITIES, INC.

WMA SECURITIES, INC.

Primary Firm SEC Registration

ALPHA PLANNING AND FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 7

Date: 4/14/2001

Series 6

Date: 9/18/1995

Current Firm

ALPHA PLANNING AND FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPHA PLANNING AND FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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