James W. Childs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Whidden Childs, who also goes by Jim Childs, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1995. James had worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2024 - May 2, 2025
AMERICAN DISCOVERY ADVISORS, LLC
March 5, 2019 - September 20, 2022
CITIZENS CAPITAL MARKETS
November 23, 2009 - March 19, 2019
BOWSTRING ADVISORS, LLC
July 17, 2007 - December 30, 2009
THOMAS GROUP CAPITAL
November 14, 2006 - April 23, 2007
DRAGONFLY CAPITAL PARTNERS, LLC
September 26, 1995 - April 24, 1998
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
AMERICAN DISCOVERY ADVISORS, LLC
CRD#: 287488 / SEC#: , 8-69899
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
