Aaron T. Hofer

FORESIDE FUND SERVICES

Fort Lauderdale, FL 33301

Some features on this profile are disabled

CRD#: 2654622

Professional summary

Aaron Tige Hofer, who also goes by Tige Hofer, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Fort Lauderdale, Florida.

Aaron is registered as a RR (Registered Representative) and started their career in finance in 1995. Aaron has worked at 14 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tige Hofer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Currently, I am the owner and President of GSD Global Enterprises and there is no business and no current investments inside this LLC. However, I am leaving it open in case there is a possibility for a future investment. However, currently there is nothing I am working on. Also, there is no hours devoted to this entity that I started in 2019. Address is 4640 N 40th Street Phoenix, AZ 85018 * 418846 - Trust; Investment related Yes; Phoenix, AZ; Oct 1991; During business hours: 0; After business hours: 5. *418841 - Trust; Investment related Yes; Phoenix, AZ; Oct 2007 ; During business hours: 0; After business hours: 5.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aaron Tige Hofer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 21, 2023 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 350 East Las Olas Boulevard 18th Floor, Fort Lauderdale, FL 33301

CRD#: 46106

Fort Lauderdale, FL

Past

November 13, 2020 - March 16, 2023

MORGAN STANLEY

RIA

CRD#: 149777

Scottsdale, AZ

Past

November 9, 2020 - March 16, 2023

MORGAN STANLEY

CRD#: 149777

Scottsdale, AZ

Past

April 16, 2019 - May 30, 2019

HIRTLE, CALLAGHAN & CO., LLC

RIA

CRD#: 105403

Scottsdale, AZ

Past

January 5, 2010 - April 8, 2019

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

RIA

CRD#: 152237

PHILADELPHIA, PA

Past

January 5, 2010 - April 8, 2019

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

December 21, 2009 - December 31, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

October 4, 2006 - December 22, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SCOTTSDALE, AZ

Past

October 4, 2006 - December 22, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SCOTTSDALE, AZ

Past

October 11, 2004 - August 4, 2006

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

December 12, 2003 - October 25, 2004

LOCORR DISTRIBUTORS, LLC

CRD#: 41782

EXCELSIOR, MN

Past

October 30, 2002 - December 2, 2003

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

June 29, 2000 - September 24, 2002

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

August 20, 1998 - May 8, 2000

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

WINDSOR, CT

Past

June 27, 1997 - August 19, 1997

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

November 28, 1995 - July 16, 1996

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/21/2023)

Colorado
(1/4/2024)

Kansas
(8/20/2025)

Montana
(1/6/2025)

Nebraska
(8/20/2025)

New Mexico
(1/4/2024)

North Dakota
(8/20/2025)

South Dakota
(8/20/2025)

Utah
(1/8/2024)

Wyoming
(1/2/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/14/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/18/1995

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/13/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Charles Fischer

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Boca Raton, FL

John Fricker

EQUITABLE ADVISORS, LLC

IAR

Ft. Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Aaron T. Hofer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aaron Tige Hofer's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

HIRTLE, CALLAGHAN & CO., LLC

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

DELAWARE DISTRIBUTORS, L.P.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BNY MELLON SECURITIES CORPORATION

LOCORR DISTRIBUTORS, LLC

GUARDIAN INVESTOR SERVICES LLC

MFS FUND DISTRIBUTORS, INC.

VOYA INVESTMENTS DISTRIBUTOR, LLC

TRANSAMERICA CAPITAL, LLC

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/14/2006

Series 63

Date: 10/18/1995

Series 65

Date: 10/13/1995

SIE

Date: 10/1/2018

Series 7

Date: 10/2/1995

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors