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Aaron Tige Hofer

FORESIDE FUND SERVICES
Fort Lauderdale, FL
·CRD# 2654622·31 years experience

Professional Summary

Aaron Tige Hofer, who also goes by Tige Hofer, is a registered financial advisor currently at FORESIDE FUND SERVICES, LLC located in Fort Lauderdale, Florida. Aaron is registered as a RR (Registered Representative) and started their career in finance in 1995. Aaron has worked at 14 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tige Hofer

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
350 East Las Olas Boulevard 18th Floor, Fort Lauderdale, FL 33301
December 21, 2023 - Present
MORGAN STANLEY·CRD# 149777
RIA
Scottsdale, AZ
November 13, 2020 - March 16, 2023
MORGAN STANLEY·CRD# 149777
BD
Scottsdale, AZ
November 9, 2020 - March 16, 2023
HIRTLE & CO., LLC·CRD# 105403
RIA
Scottsdale, AZ
April 16, 2019 - May 30, 2019
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC·CRD# 152237
RIA
Philadelphia, PA
January 5, 2010 - April 8, 2019
DELAWARE DISTRIBUTORS, L.P.·CRD# 14232
BD
Philadelphia, PA
January 5, 2010 - April 8, 2019
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
Radnor, PA
December 21, 2009 - December 31, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Scottsdale, AZ
October 4, 2006 - December 22, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Scottsdale, AZ
October 4, 2006 - December 22, 2009
BNY MELLON SECURITIES CORPORATION·CRD# 231
BD
New York, NY
October 11, 2004 - August 4, 2006
LOCORR DISTRIBUTORS, LLC·CRD# 41782
BD
Excelsior, MN
December 12, 2003 - October 25, 2004
GUARDIAN INVESTOR SERVICES LLC·CRD# 6635
BD
New York, NY
October 30, 2002 - December 2, 2003
MFS FUND DISTRIBUTORS, INC.·CRD# 31052
BD
Boston, MA
June 29, 2000 - September 24, 2002
VOYA INVESTMENTS DISTRIBUTOR, LLC·CRD# 37886
BD
Windsor, CT
August 20, 1998 - May 8, 2000
TRANSAMERICA CAPITAL, LLC·CRD# 8217
BD
Denver, CO
June 27, 1997 - August 19, 1997
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
November 28, 1995 - July 16, 1996

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Current Firm

FF
FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Currently, I am the owner and President of GSD Global Enterprises and there is no business and no current investments inside this LLC. However, I am leaving it open in case there is a possibility for a future investment. However, currently there is nothing I am working on. Also, there is no hours devoted to this entity that I started in 2019. Address is 4640 N 40th Street Phoenix, AZ 85018 * 418846 - Trust; Investment related Yes; Phoenix, AZ; Oct 1991; During business hours: 0; After business hours: 5. *418841 - Trust; Investment related Yes; Phoenix, AZ; Oct 2007 ; During business hours: 0; After business hours: 5.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(12/21/2023)
RR
Colorado
(1/4/2024)
RR
Nevada
(1/2/2026)
RR
New Mexico
(1/4/2024)
RR
Utah
(1/8/2024)
RR
Wyoming
(1/2/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2006About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1995About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1995About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1995About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Aaron Tige Hofer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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