Otto Bosshard

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CRD#: 26543

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Otto Bosshard, who also goes by Otto (nmn) Bosshard, was a registered financial professional .

Otto is a previously registered financial professional and started their career in finance in 1968. Otto had worked at 6 firms and has passed the SIE, Series 6 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Otto (nmn) Bosshard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 27, 2015 - June 9, 2017

KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.

RIA

CRD#: 138851

AKRON, OH

Past

September 17, 2010 - March 2, 2016

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

AKRON, OH

Past

December 7, 2009 - March 2, 2016

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Past

February 1, 2006 - April 10, 2014

KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.

RIA

CRD#: 138851

AKRON, OH

Past

January 14, 2002 - December 12, 2002

XTENT FINANCIAL GROUP, INC.

CRD#: 7854

AKRON, OH

Past

May 9, 1996 - December 10, 2001

BROOKSTONE SECURITIES, INC.

CRD#: 13366

LAKELAND, FL

Past

April 1, 1982 - June 10, 1996

XTENT FINANCIAL GROUP, INC.

CRD#: 7854

AKRON, OH

Past

August 15, 1968 - July 24, 1980

WESTFIELD SECURITIES COMPANY

CRD#: 2944

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.

BOSSHARD INVESTMENT MANAGEMENT CO., LLC | KOHMANN BOSSHARD FINANCIAL SERVICES, LLC. | BOSSHARD INVESTMENT MANAGEMENT COMPANY

CRD#: 138851 / SEC#: 801-79520

RIA

Registered Investment Advisory firm - (4/7/2014 Approved)

Ohio

Registered Investment Advisory firm - (4/10/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 3/2/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/4/2009

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 00

Date: 6/14/1968

General Securities Principal Examination

Current Firm

KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.

BOSSHARD INVESTMENT MANAGEMENT CO., LLC | KOHMANN BOSSHARD FINANCIAL SERVICES, LLC. | BOSSHARD INVESTMENT MANAGEMENT COMPANY

CRD#: 138851 / SEC#: 801-79520

RIA

Registered Investment Advisory firm - (4/7/2014 Approved)

Ohio

Registered Investment Advisory firm - (4/10/2014 Terminated)

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Contact information

Main Address

3421 Ridgewood Road Suite 125, Akron, OH 44333

Mailing Address

Phone number

(330) 666-6886

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,396
AUM (Assets Under Management)	$ 910,747,727

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Otto Bosshard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.

XTENT FINANCIAL GROUP, INC.

BROOKSTONE SECURITIES, INC.

XTENT FINANCIAL GROUP, INC.

WESTFIELD SECURITIES COMPANY

Primary Firm SEC Registration

KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.

State Registrations and Notice Filings

Exams

SIE

Date: 3/2/2016

Series 6

Date: 12/4/2009

Series 00

Date: 6/14/1968

Current Firm

KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.

TRUST BUT VERIFY

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