MG
Michele J. Gannon
T. ROWE PRICE INVESTMENT SERVICES
Owings Mills, MD 21117
Some features on this profile are disabled
CRD#: 2654280
MG
Professional summary
Michele Jardini Gannon, who also goes by Mikey Gannon, Mikey Jardini, is a registered financial professional currently at T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.
Michele is registered as a RR (Registered Representative) and started their career in finance in 1995. Michele has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Mikey Gannon | Mikey Jardini
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michele Jardini Gannon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2018 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: Two Financial Center 4545 Painters Mill Road, Owings Mills, MD 21117BD
CRD#: 8348
Owings Mills, MD
Past
March 5, 2012 - September 26, 2017
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
LOS ANGELES, CA
Past
August 20, 2005 - January 12, 2006
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Past
August 2, 2005 - August 20, 2005
BACAP DISTRIBUTORS, LLC
BD
CRD#: 46088
CHARLOTTE, NC
Past
December 6, 2004 - December 16, 2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
NEWARK, NJ
Past
November 10, 2003 - December 6, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
BD
CRD#: 40596
HARTFORD, CT
Past
April 14, 2000 - December 21, 2001
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
April 14, 2000 - December 21, 2001
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
November 28, 1995 - March 3, 2000
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/16/2018)
RR
Alaska(8/16/2018)
RR
Arizona(8/16/2018)
RR
Arkansas(8/16/2018)
RR
California(8/16/2018)
RR
Colorado(8/16/2018)
RR
Connecticut(8/16/2018)
RR
Delaware(8/16/2018)
RR
District of Columbia(8/16/2018)
RR
Florida(8/16/2018)
RR
Georgia(8/16/2018)
RR
Hawaii(8/16/2018)
RR
Idaho(8/16/2018)
RR
Illinois(8/16/2018)
RR
Indiana(8/16/2018)
RR
Iowa(8/16/2018)
RR
Kansas(8/16/2018)
RR
Kentucky(8/16/2018)
RR
Louisiana(8/16/2018)
RR
Maine(8/16/2018)
RR
Maryland(8/16/2018)
RR
Massachusetts(8/16/2018)
RR
Michigan(8/16/2018)
RR
Minnesota(8/16/2018)
RR
Mississippi(8/16/2018)
RR
Missouri(8/16/2018)
RR
Montana(8/16/2018)
RR
Nebraska(8/16/2018)
RR
Nevada(8/16/2018)
RR
New Hampshire(8/16/2018)
RR
New Jersey(8/16/2018)
RR
New Mexico(8/16/2018)
RR
New York(8/16/2018)
RR
North Carolina(8/16/2018)
RR
North Dakota(8/16/2018)
RR
Ohio(8/16/2018)
RR
Oklahoma(8/16/2018)
RR
Oregon(8/16/2018)
RR
Pennsylvania(8/16/2018)
RR
Puerto Rico(8/16/2018)
RR
Rhode Island(8/16/2018)
RR
South Carolina(8/16/2018)
RR
South Dakota(8/16/2018)
RR
Tennessee(8/16/2018)
RR
Texas(8/16/2018)
RR
Utah(8/16/2018)
RR
Vermont(8/16/2018)
RR
Virgin Islands(8/16/2018)
RR
Virginia(8/16/2018)
RR
Washington(8/16/2018)
RR
West Virginia(8/16/2018)
RR
Wisconsin(8/16/2018)
RR
Wyoming(8/16/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/24/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE INVESTMENT SERVICES, INC.
ROWE PRICE MARKETING, INC. | T. ROWE PRICE MARKETING, INC. | T. ROWE PRICE INVESTMENT SERVICES, INC.
CRD#: 8348 / SEC#: , 8-25130
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1307 Point Street, Baltimore, MD 21231
Mailing Address
1307 Point Street, Baltimore, MD 21231
Phone number
(410) 345-2000
Established
Maryland since 06/10/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T. ROWE PRICE ASSOCIATES, INC. | SHAREHOLDER | |
| BROWN, ANNE WHITESCARVER | VICE PRESIDENT/DIRECTOR | 2396529 |
| COYNE, TIMOTHY JOHN | DIRECTOR | 2096849 |
| HERR, DAVID J | VICE PRESIDENT/DIRECTOR | 7659903 |
| KORENMAN, PHILLIP | PRESIDENT/DIRECTOR/CHAIRMAN OF THE BOARD | 4531831 |
| MUMFORD, STEPHANIE PETERS | VICE PRESIDENT/CCO | 2725261 |
| NEWMAN, CHRISTOPHER CUDDY | VICE PRESIDENT/DIRECTOR | 2037516 |
| NYCE, BRITTON | VICE PRESIDENT/CONTROLLER | 7313600 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
