William H. Kautter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Henry Kautter, who also goes by Bill Kautter, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1967. William had worked at 11 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 1996 - March 4, 1997
OGILVIE SECURITY ADVISORS CORPORATION
June 27, 1994 - April 25, 1995
GENEVA SECURITIES,INC.
January 3, 1994 - June 3, 1994
SECURITIES AMERICA, INC.
October 8, 1990 - December 31, 1993
GENEVA SECURITIES,INC.
August 3, 1988 - October 31, 1990
BENCHMARK FINANCIAL GROUP, INC.
September 29, 1987 - May 23, 1988
MONACO SECURITIES, INC.
October 3, 1985 - January 12, 1988
R.T. CALDWELL & CO., INCORPORATED
November 29, 1982 - October 10, 1985
GREEN HILL FINANCIAL SERVICE CORPORATION
April 9, 1979 - October 1, 1982
ALEXANDER & ALEXANDER SECURITIES CORP.
July 7, 1975 - November 4, 1982
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 2, 1972 - April 19, 1979
TOUCHSTONE SECURITIES, LLC
October 16, 1967 - March 19, 1972
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/23/1967
Registered Representative ExaminationCurrent Firm
OGILVIE SECURITY ADVISORS CORPORATION
CRD#: 10105 / SEC#: 801-44573, 8-26505
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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