Joseph E. Baczkowski

BACZKOWSKI & COMPANY

Elkton, MD

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CRD#: 2653987

Professional summary

Joseph Edward Baczkowski is a registered financial advisor currently at BACZKOWSKI & COMPANY located in Elkton, Maryland.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Joseph has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REAL ESTATE RENTAL PROPERTIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Edward Baczkowski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2022 - Present

BACZKOWSKI & COMPANY

RIA

CRD#: 122327

Elkton, MD

Past

September 21, 1995 - December 31, 1997

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(3/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/20/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 9/20/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BACZKOWSKI & COMPANY

CRD#: 122327 / SEC#:

Maryland

Registered Investment Advisory firm - (12/19/2003 Approved)

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Contact information

Main Address

Elkton, MD

Mailing Address

Phone number

(410) 920-7637

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 1,504,439

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph E. Baczkowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Edward Baczkowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

BACZKOWSKI & COMPANY

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/1997

Series 63

Date: 9/20/1995

Series 6

Date: 9/20/1995

Current Firm

BACZKOWSKI & COMPANY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BACZKOWSKI & COMPANY

TRUST BUT VERIFY

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