Timothy J. Carter
Professional summary
Timothy Joseph Carter is a registered financial professional currently at MML STRATEGIC DISTRIBUTORS, LLC located in Boston, Massachusetts.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1995. Timothy has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Joseph Carter's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2026 - Present
MML STRATEGIC DISTRIBUTORS, LLC
Office #1: 10 Fan Pier Blvd, Boston, MA 02210June 1, 2005 - December 18, 2024
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
July 13, 2004 - May 11, 2005
GLOBAL ATLANTIC DISTRIBUTORS, LLC
February 26, 2001 - May 25, 2004
DWS DISTRIBUTORS, INC.
October 1, 2000 - January 9, 2001
WELLS FARGO CLEARING SERVICES, LLC
May 1, 1998 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
April 1, 1996 - May 1, 1998
IFMG SECURITIES, INC.
August 28, 1995 - April 2, 1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 28, 1995 - April 2, 1996
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/6/2026)
Exams
FINRA
Current Firm
MML STRATEGIC DISTRIBUTORS, LLC
CRD#: 168638 / SEC#: , 8-69322
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| BLUE, DOMINIC | DIRECTOR | 7323924 |
| CRADDOCK, GEOFFREY | DIRECTOR | 1444771 |
| DIGANGI, MATTHEW T | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 3229894 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| PUHALA, JAMES | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5290483 |
| REILLY, JENNIFER RHODES | DIRECTOR | 3243154 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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