David E. Shoesmith

WEALTH MANAGEMENT SOLUTIONS

Claremore, OK

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CRD#: 2653959

Professional summary

David Edward Shoesmith, ChFC® is a registered financial advisor currently at WEALTH MANAGEMENT SOLUTIONS located in Claremore, Oklahoma.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Shoesmith Financial Services: Insurance Agent for Life, Health, Annuity and Long Term Care, Assist clients with insurance needs if necessary, Spends about 2 hours monthly but not during market hours. Rental Property: David owns and manages a rental property for personal investment purposes. This is not related to his Investment Advisory Practice. He spends about 1 hour a month during non-market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Edward Shoesmith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

July 26, 2018 - Present

WEALTH MANAGEMENT SOLUTIONS

RIA

CRD#: 296875

Claremore, OK

Past

January 9, 2008 - November 2, 2009

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

JACKSON, TN

Past

January 4, 2008 - August 15, 2018

ROBERT STEPHEN CAPITAL MANAGEMENT LLC

RIA

CRD#: 118588

BARTLESVILLE, OK

Past

Registered Investment Advisory firm - (9/22/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/18/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(1/28/2022)

IAR

Oklahoma
(7/26/2018)

IAR

Texas
(8/15/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/12/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/18/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/18/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/6/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH MANAGEMENT SOLUTIONS

WEALTH MANAGEMENT SOLUTIONS | WEALTH MANAGEMENT SOLUTIONS LLC

CRD#: 296875 / SEC#: 801-134229

RIA

Registered Investment Advisory firm - (8/25/2025 Approved)

Kansas

Registered Investment Advisory firm - (9/18/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (12/13/2021 Terminated)

Oklahoma

Registered Investment Advisory firm - (9/22/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/18/2025 Terminated)

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Contact information

Main Address

Claremore, OK

Mailing Address

Phone number

(918) 499-1700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEC WMS BROCHURE - AUGUST 2025 (8/28/2025)

Regulatory assets under management

Total Number of Accounts	291
AUM (Assets Under Management)	$ 116,171,121

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David E. Shoesmith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Edward Shoesmith's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER OAK SECURITIES, INCORPORATED

ROBERT STEPHEN CAPITAL MANAGEMENT LLC

WOLF FINANCIAL MANAGEMENT, LLC

WOLF FINANCIAL MANAGEMENT, LLC

WILBANKS SECURITIES ADVISORY

WILBANKS SECURITIES, INC.

HEARTLAND FINANCIAL ADVISORS GROUP, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

SHOESMITH FINANCIAL SERVICES, INC.

AMERICAN GENERAL EQUITY SERVICES CORPORATION

Primary Firm SEC Registration

WEALTH MANAGEMENT SOLUTIONS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/12/1999

Series 63

Date: 10/18/1995

Series 7

Date: 2/18/1998

Series 6

Date: 10/6/1995

Current Firm

WEALTH MANAGEMENT SOLUTIONS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH MANAGEMENT SOLUTIONS

TRUST BUT VERIFY

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