George J. Barrett

TP ICAP GLOBAL MARKETS AMERICAS LLC

New York, NY 10281-1008

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CRD#: 2653948

Professional summary

George John Barrett JR is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.

George is registered as a RR (Registered Representative) and started their career in finance in 1996. George has worked at 7 firms and has passed the Series 72, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2023 - Present

TP ICAP GLOBAL MARKETS AMERICAS LLC

Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008

CRD#: 2762

New York, NY

Past

March 11, 2019 - June 30, 2023

ICAP SECURITIES USA LLC

CRD#: 19739

NEW YORK, NY

Past

August 1, 2014 - March 11, 2019

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

New York, NY

Past

March 1, 2002 - July 28, 2014

ICAP SECURITIES USA LLC

CRD#: 19739

JERSEY CITY, NJ

Past

August 29, 1998 - March 5, 2002

GFI SECURITIES LLC

CRD#: 19982

NEW YORK, NY

Past

July 13, 1998 - August 13, 1998

INTERCAPITAL INTERNATIONAL INC.

CRD#: 22109

NEW YORK, NY

Past

August 10, 1996 - July 13, 1998

EXCO RMJ INTERNATIONAL INC.

CRD#: 21287

Past

August 10, 1996 - August 13, 1998

INTERCAPITAL GOVERNMENT SECURITIES INC.

CRD#: 19710

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 72

Date: 1/2/2023

Government Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/1999

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762 / SEC#: , 8-12726

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

200 Vesey Street 6th Floor, New York, NY 10285

Mailing Address

200 Vesey Street 6th Floor, New York, NY 10285

Phone number

(201) 984-6889

Established

Delaware since 06/30/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ICAP GLOBAL BROKING INC.	SOLE MEMBER
BERNARDO, SHAWN FRANCIS	CEO	2513376
GOULET, STEPHEN PAUL	SENIOR MANAGING DIRECT/GENERAL COUNSEL/SECRETARY	4769810
HALLIGAN, BRIAN J	CHIEF COMPLIANCE OFFICER	5016364
PEZEU, CHRISTIAN JEAN MICHEL	PRINCIPAL FINANCIAL OFFICER	5661987

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

George J. Barrett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George John Barrett JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ICAP SECURITIES USA LLC

TULLETT PREBON FINANCIAL SERVICES LLC

ICAP SECURITIES USA LLC

GFI SECURITIES LLC

INTERCAPITAL INTERNATIONAL INC.

EXCO RMJ INTERNATIONAL INC.

INTERCAPITAL GOVERNMENT SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 72

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/21/1999

FINRA

Nasdaq PHLX LLC

Nasdaq Stock Market

Current Firm

TP ICAP GLOBAL MARKETS AMERICAS LLC

Contact information

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TP ICAP GLOBAL MARKETS AMERICAS LLC

TRUST BUT VERIFY

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