Robert J. Lewis

NEPSIS

MINNEAPOLIS, MN 55423

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CRD#: 2653889

Professional summary

Robert J Lewis, who also goes by Rob Lewis, is a registered financial advisor currently at NEPSIS, INC. located in Minneapolis, Minnesota.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Robert has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob Lewis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RESIDUAL INSURANCE RENEWAL COMMISSIONS; NOT I/R; BURNSVILLE, MN; RENEWAL COMMISSIONS; OWNER; 04/20/1998; 0.1 HRS/MONTH; 0 HRS/TRADING; NONE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert J Lewis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 6, 2018 - Present

NEPSIS, INC.

Office #1: Two Meridian Crossings, Suite 400, Minneapolis, MN 55423

RIA

CRD#: 141203

MINNEAPOLIS, MN

Past

August 1, 2012 - June 28, 2018

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA

CRD#: 137115

BURNSVILLE, MN

Past

August 1, 2012 - June 28, 2018

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

BURNSVILLE, MN

Past

June 22, 2012 - August 1, 2012

M&I FINANCIAL ADVISORS, INC

RIA

CRD#: 16517

WOODBURY, MN

Past

June 22, 2012 - August 1, 2012

M&I FINANCIAL ADVISORS, INC

CRD#: 16517

WOODBURY, MN

Past

November 6, 2009 - June 4, 2012

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

BURNSVILLE, MN

Past

November 5, 2009 - June 4, 2012

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

BURNSVILLE, MN

Past

August 8, 2006 - July 28, 2009

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SAVAGE, MN

Past

July 21, 2006 - July 28, 2009

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAVAGE, MN

Past

September 9, 2002 - August 1, 2006

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

May 11, 1998 - July 1, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

November 16, 1995 - March 10, 1998

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEPSIS, INC.

ANCHOR CAPITAL MANAGEMENT, INC. | NEPSIS, INC. | NEPSIS CAPITAL MANAGEMENT, INC. | ANCHOR FINANCIAL SERVICES, INC

CRD#: 141203 / SEC#: 801-67023

RIA

Registered Investment Advisory firm - (7/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(9/6/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/7/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/16/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/28/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/1995

General Securities Representative Examination

Current Firm

NEPSIS, INC.

ANCHOR CAPITAL MANAGEMENT, INC. | NEPSIS, INC. | NEPSIS CAPITAL MANAGEMENT, INC. | ANCHOR FINANCIAL SERVICES, INC

CRD#: 141203 / SEC#: 801-67023

RIA

Registered Investment Advisory firm - (7/17/2006 Approved)

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Contact information

Main Address

Two Meridian Crossings, Suite 400, Minneapolis, MN 55423

Mailing Address

Phone number

(952) 746-2003

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEPSIS INC. FORM ADV PART 2A (3/31/2025)

NEPSIS INC FORM ADV PART 2A APPENDIX (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,018
AUM (Assets Under Management)	$ 497,803,635

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert J. Lewis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert J Lewis's CRS (Customer Relationship Summary).

Certified licenses

Experience

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

M&I FINANCIAL ADVISORS, INC

M&I FINANCIAL ADVISORS, INC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

HIMCO DISTRIBUTION SERVICES COMPANY

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

NEPSIS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/7/2006

Series 63

Date: 11/16/1995

SIE

Date: 6/28/2018

Series 7

Date: 11/15/1995

Current Firm

NEPSIS, INC.

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEPSIS, INC.

TRUST BUT VERIFY

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