Douglas Verduin
Professional summary
Douglas Verduin is a registered financial advisor currently at WORLD INVESTMENTS, LLC located in Ramsey, New Jersey.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Douglas has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Verduin's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2006 - Present
WORLD INVESTMENTS, LLC
Office #1: 48 South Franklin Turnpike Suite 300, Ramsey, NJ 07446-2558September 7, 2004 - Present
WORLD INVESTMENTS, LLC
Office #1: 847 Broadway, Bayonne, NJ 07002July 8, 1997 - September 27, 2004
PRIME CAPITAL SERVICES, INC.
October 19, 1995 - July 22, 1997
C. J. M. PLANNING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2011)
(5/4/2018)
(10/17/2023)
(10/18/2023)
(9/7/2004)
(10/17/2006)
(4/6/2022)
(2/22/2016)
(5/9/2018)
Exams
FINRA
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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