Adam A. Gabiam
Professional summary
Adam Amavi Gabiam is a registered financial professional currently at J.H. DARBIE & CO., INC. located in New York, New York.
Adam is registered as a RR (Registered Representative) and started their career in finance in 1996. Adam has worked at 21 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Amavi Gabiam's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2016 - Present
J.H. DARBIE & CO., INC.
Office #1: 48 Wall St., Suite 1206, New York, NY 10005July 8, 2015 - April 29, 2016
THINKEQUITY LLC
February 13, 2015 - September 4, 2015
AVENIR FINANCIAL GROUP
May 17, 2013 - March 4, 2015
WOODSTOCK FINANCIAL GROUP, INC.
March 12, 2012 - May 22, 2013
OLSON, CROSS & ALAMO LLC
August 9, 2011 - March 15, 2012
LAMPERT CAPITAL MARKETS INC.
August 20, 2010 - June 21, 2011
CHARLES MORGAN SECURITIES, INC.
October 23, 2009 - August 20, 2010
NATIONAL SECURITIES CORPORATION
February 9, 2009 - November 23, 2009
GLOBAL ARENA CAPITAL CORP
December 11, 2008 - February 9, 2009
NEWBRIDGE SECURITIES CORPORATION
May 27, 2005 - November 17, 2008
BRILL SECURITIES, INC.
March 9, 2004 - May 31, 2005
FIRST HUDSON FINANCIAL GROUP, INC.
September 22, 2003 - March 31, 2004
GRANTA CAPITAL GROUP LLC
November 8, 2002 - September 23, 2003
WESTROCK ADVISORS, INC.
July 9, 2002 - October 31, 2002
THE THORNWATER COMPANY, L.P.
December 21, 2001 - September 3, 2002
NATIONAL SECURITIES CORPORATION
April 27, 2001 - August 8, 2001
BLUESTONE CAPITAL CORP.
June 26, 2000 - April 4, 2001
HAPOALIM SECURITIES USA, INC.
April 2, 1997 - June 26, 2000
GKN SECURITIES CORP.
October 15, 1996 - April 7, 1997
KLEIN, MAUS & SHIRE INC.
June 5, 1996 - October 22, 1996
MASON HILL & CO., INC.
May 16, 1996 - June 4, 1996
JOSEPHTHAL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/5/2024)
(3/28/2016)
(3/28/2016)
(3/28/2016)
(3/28/2016)
(1/4/2017)
(3/30/2016)
(12/9/2024)
(11/1/2016)
(3/28/2016)
(3/28/2016)
Exams
FINRA
Nasdaq Stock Market
Current Firm
J.H. DARBIE & CO., INC.
CRD#: 43520 / SEC#: , 8-50335
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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