David P. Mcgrath

OAKWORTH ASSET MANAGEMENT

Brentwood, TN 37027

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CRD#: 2653768

Professional summary

David Patrick Mcgrath, who also goes by David Patric Mcgrath, is a registered financial advisor currently at OAKWORTH ASSET MANAGEMENT, LLC located in Brentwood, Tennessee.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Patric Mcgrath

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Oakworth Capital Bank; Investment Related; At Reported Business Location; Bank; Managing Director, Chief Equity Strategist; 10/2023; 160 hours/month, 160 hours/month during securities trading hours; Equity strategist.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Patrick Mcgrath's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2025 - Present

OAKWORTH ASSET MANAGEMENT, LLC

Office #1: 5511 Virginia Way Suite 200, Brentwood, TN 37027Office #2: 6000 Fairview Road Suite 500, Charlotte, NC 28210-3254Office #3: 1 St. Louis Street Suite 3200, Mobile, AL 36602

RIA

CRD#: 335388

Brentwood, TN

Past

November 13, 2002 - February 26, 2016

REGIONS INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 111715

MOBILE, AL

Past

September 20, 1995 - May 6, 1999

BROWN, LISLE/CUMMINGS, INC.

CRD#: 1331

PROVIDENCE, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(7/3/2025)

IAR

Tennessee
(7/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/22/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1995

General Securities Representative Examination

Current Firm

OAKWORTH ASSET MANAGEMENT, LLC

CRD#: 335388 / SEC#: 801-132789

RIA

Registered Investment Advisory firm - (7/1/2025 120-Day Approval)

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Contact information

Main Address

850 Shades Creek Parkway Suite 200, Birmingham, AL 35209

Mailing Address

Phone number

(205) 263-4700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR OAKWORTH ASSET MANAGEMENT, LLC (10/29/2025)

Regulatory assets under management

Total Number of Accounts	678
AUM (Assets Under Management)	$ 757,410,003

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David P. Mcgrath

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Patrick Mcgrath's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAKWORTH ASSET MANAGEMENT, LLC

REGIONS INVESTMENT MANAGEMENT, INC.

BROWN, LISLE/CUMMINGS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/22/1995

Series 7

Date: 9/19/1995

Current Firm

OAKWORTH ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAKWORTH ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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