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SG

Scott A. Gryskiewicz

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CRD#: 2653709
SG

Professional summary

Scott Alexander Gryskiewicz was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Scott is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Scott had worked at 2 firms, which includes SMITH BENTON & HUGHES INC., EURO-ATLANTIC SECURITIES INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Scott Alexander | Scott A Lucci | Scott Lucci

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 15, 1996 - December 16, 1996

SMITH, BENTON & HUGHES, INC.

BD
CRD#: 20877
LOS ANGELES, CA
Past

September 10, 1996 - November 27, 1996

EURO-ATLANTIC SECURITIES INC.

BD
CRD#: 21367
BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/25/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 62
Date: 4/24/1996
Corporate Securities Limited Representative Examination

Current Firm

SB
SMITH, BENTON & HUGHES, INC.
SMITH, BENTON & HUGHES, INC.

CRD#: 20877 / SEC#: , 8-38535

BD
Terminated by SEC on 06/20/1998
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Contact information

Main Address
Mailing Address
Phone number
Established
Colorado since 08/11/1987
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SMITH, BENTON & HUGHES, INC.

CRD#: 20877

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