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Scott Alexander Gryskiewicz

CRD# 2653709·Registered 1996 - 1996
Barred: Scott Alexander Gryskiewicz was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Scott Alexander Gryskiewicz, who also goes by Scott Alexander, Scott A Lucci, Scott Lucci, was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1996 - 1996. Scott had worked at 2 firms and has passed the Series 63 and Series 62 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott Alexander, Scott A Lucci, Scott Lucci

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

SMITH, BENTON & HUGHES, INC.·CRD# 20877
BD
Los Angeles, CA
November 15, 1996 - December 16, 1996
EURO-ATLANTIC SECURITIES INC.·CRD# 21367
BD
Boca Raton, FL
September 10, 1996 - November 27, 1996

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Current Firm

SB
SMITH, BENTON & HUGHES, INC.

SMITH, BENTON & HUGHES, INC.

CRD#: 20877 / SEC#: 8-38535
BD
Terminated by SEC on 06/20/1998

Contact Information

Established

Colorado since 08/11/1987

Firm Type

Corporation

Fiscal Year End

September

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1996About the Series 63 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Apr 1996

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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