Bradley K. Allen

TRUENORTH WEALTH ADVISORS

Seattle, WA 98101

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CRD#: 2653706

Professional summary

Bradley Kent Allen, CFP®, who also goes by Brad Allen, is a registered financial advisor currently at TRUENORTH WEALTH ADVISORS located in Seattle, Washington.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Bradley has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Tax Planning

Estate Planning

Investment Planning

Comprehensive Financial Planni...

Insurance Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Brad Allen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Kent Allen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

January 19, 2022 - Present

TRUENORTH WEALTH ADVISORS

Office #1: 1200 Fifth Avenue, Suite 1810, Seattle, WA 98101

RIA

CRD#: 118273

Seattle, WA

Past

November 17, 2011 - November 3, 2021

ALLISON SPIELMAN ADVISORS, LLC

RIA

CRD#: 116387

BELLEVUE, WA

Past

January 26, 2004 - November 13, 2009

COAST CAPITAL MANAGEMENT

RIA

CRD#: 115767

BAINBRIDGE IS.,, WA

Past

February 24, 1999 - May 1, 2003

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

POULSBO, WA

Past

June 3, 1998 - May 1, 2003

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

September 5, 1995 - June 15, 1998

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUENORTH WEALTH ADVISORS

TRUENORTH FINANCIAL SERVICES, LLC | TRUENORTH WEALTH ADVISORS

CRD#: 118273 / SEC#: 801-116702

RIA

Registered Investment Advisory firm - (5/24/2019 Approved)

New Hampshire

Registered Investment Advisory firm - (7/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (12/15/2017 Terminated)

Washington

Registered Investment Advisory firm - (6/13/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(1/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/4/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/5/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/3/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/1/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/17/1995

Investment Company Products/Variable Contracts Principal Examination

Current Firm

TRUENORTH WEALTH ADVISORS

TRUENORTH FINANCIAL SERVICES, LLC | TRUENORTH WEALTH ADVISORS

CRD#: 118273 / SEC#: 801-116702

RIA

Registered Investment Advisory firm - (5/24/2019 Approved)

New Hampshire

Registered Investment Advisory firm - (7/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (12/15/2017 Terminated)

Washington

Registered Investment Advisory firm - (6/13/2019 Terminated)

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Contact information

Main Address

1200 Fifth Avenue, Suite 1810, Seattle, WA 98101

Mailing Address

Phone number

(206) 652-4314

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-2B (9/16/2025)

Regulatory assets under management

Total Number of Accounts	568
AUM (Assets Under Management)	$ 268,609,552

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Bradley K. Allen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Kent Allen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLISON SPIELMAN ADVISORS, LLC

COAST CAPITAL MANAGEMENT

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

WMA SECURITIES, INC.

Primary Firm SEC Registration

TRUENORTH WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/4/1998

Series 63

Date: 9/5/1995

Series 7

Date: 9/3/1998

Series 6

Date: 9/1/1995

Series 26

Date: 11/17/1995

Current Firm

TRUENORTH WEALTH ADVISORS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUENORTH WEALTH ADVISORS

TRUST BUT VERIFY

Contact information

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