Scott R. Armstrong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Randall Armstrong was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2014. Scott had worked at 8 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2018 - August 12, 2020
EMPOWER ADVISORY GROUP, LLC
June 5, 2018 - August 12, 2020
EMPOWER FINANCIAL SERVICES, INC.
January 2, 2018 - May 9, 2018
BB&T SECURITIES, LLC
January 2, 2018 - May 9, 2018
BB&T SECURITIES, LLC
April 11, 2017 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
April 11, 2017 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
November 17, 2016 - April 3, 2017
CITIZENS SECURITIES, INC.
November 17, 2016 - April 3, 2017
CITIZENS SECURITIES, INC.
April 26, 2016 - October 24, 2016
TD AMERITRADE, INC.
April 26, 2016 - October 24, 2016
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 26, 2016 - October 24, 2016
TD AMERITRADE, INC.
February 10, 2015 - March 15, 2016
WELLS FARGO CLEARING SERVICES, LLC
December 16, 2014 - March 15, 2016
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/24/2024
General Securities Representative ExaminationCurrent Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
