Alexander Cherkovets
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Cherkovets, who also goes by Alexander Vladimire Cherkovets, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1996. Alexander had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2004 - March 10, 2004
FIRST HUDSON FINANCIAL GROUP, INC.
October 15, 2003 - February 4, 2004
CLARK STREET CAPITAL, INC.
May 17, 2002 - October 11, 2002
INDIANAPOLIS SECURITIES, INC.
April 26, 2002 - May 22, 2002
J.P. TURNER & COMPANY, L.L.C.
April 25, 2001 - May 10, 2002
DPEC CAPITAL, INC.
June 29, 2000 - March 28, 2001
TRADE.COM ONLINE SECURITIES, INC.
October 15, 1998 - June 28, 2000
AUERBACH, POLLAK & RICHARDSON INC.
May 1, 1998 - August 13, 1998
PRIME CHARTER LTD.
December 23, 1997 - February 25, 1998
KSH INVESTMENT GROUP, INC.
November 18, 1997 - November 28, 1997
PARAGON CAPITAL MARKETS, INC.
September 3, 1996 - September 29, 1997
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HUDSON FINANCIAL GROUP, INC.
CRD#: 32926 / SEC#: , 8-41803
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WONG, YUET KWAN | PRESIDENT AND CHIEF COMPLIANCE OFFICER/ROP | |
| LMH MANAGEMENT CORP | OWNER | |
| HOES, LAWRENCE MATTHEW | MINORITY SHAREHOLDER | 1962908 |
| SIMON, MICHAEL CHARLES | CHIEF FINANCIAL OFFICER/SROP/CROP |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
