Che-lees O. Wilson-batson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Che-lees Onzz Wilson-batson, who also goes by Che-lees Onzz Batson, Che-lees Onzz Wilson, Chelees Onzz Wilsonbatson, was a registered financial professional .
Che-lees is a previously registered financial professional and started their career in finance in 1995. Che-lees had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2010 - January 27, 2021
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
June 28, 2002 - April 19, 2010
NICHOLAS-APPLEGATE SECURITIES LLC
October 9, 1995 - December 31, 2000
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
CRD#: 25567 / SEC#: , 8-41811
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
