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WA

Warren R. Ayala

Some features on this profile are disabled
CRD#: 2653107
WA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Warren R Ayala, ChFC®, CLU® was a registered financial professional .

Warren is a previously registered financial professional and started their career in finance in 1995. Warren had worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 6, Series 24 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 50% OWNER OF FB PROPERTIES STARTING 07/2003. $38,000 PER YEAR IN COMPENSATION. 2) FBL WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; 5400 UNIVERSITY AVE, WEST DES MOINES IA 50266; INVESTMENT ADVISORY AND FINANCIAL PLANNING; INVESTMENT ADVISER REPRESENTATIVE; DATE OF FBLWM RELEASE LETTER, UNTIL FURTHER NOTICE; Varied HOURS PER MONTH; Varied HOURS DEVOTED PER MONTH DURING TRADING HOURS; PROVIDE INVESTMENT ADVISORY AND FINANCIAL PLANNING SERVICES TO CUSTOMERS; FEE BASED, HOURLY RATE. 3) FARM BUREAU, NOT INVESTMENT RELATED, 5400 UNIVERSITY AVE, WDM IA, INSURANCE, INSURANCE AGENT, 09/01/1991, FULL TIME, SELLING INSURANCE. 4) FBL INVESTMENT MANAGEMENT SERVICES, INC; INVESTMENT RELATED; 5400 UNIVERSITY AVE, WEST DES MOINES IA 50266; FINANCIAL PLANNING; INVESTMENT ADVISER REPRESENTATIVE; DATE OF FBLIMS RELEASE LETTER, UNTIL FURTHER NOTICE; Varied HOURS PER MONTH; Varied HOURS DEVOTED PER MONTH DURING TRADING HOURS; PROVIDE FINANCIAL PLANNING SERVICES TO CUSTOMERS; FEE BASED, HOURLY RATE. 5) Rental Property; Not Investment Related; 9 Prestwick Dr Sherridan WY 82801; Owner; Compensated, Rental Property; 12/22/2021; 0 HR/MO; 0 HR during trading; Owner.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Experience

Past

August 29, 2018 - February 8, 2019

EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.

RIA
CRD#: 5308
West Des Moines, IA
Past

August 19, 2018 - August 3, 2023

FBL WEALTH MANAGEMENT, LLC

RIA
CRD#: 291396
West Des Moines, IA
Past

January 9, 2013 - August 17, 2018

EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.

RIA
CRD#: 5308
WEST DES MOINES, IA
Past

October 20, 1995 - August 3, 2023

FBL MARKETING SERVICES, LLC

BD
CRD#: 5309
Cheyenne, WY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/14/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/30/2018
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 10/14/1995
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/10/2019
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 3/12/2010
Investment Company Products/Variable Contracts Principal Examination

Current Firm

EI
EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.
EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC. | PFS MANAGEMENT SERVICES, INC. | FBL INVESTMENT MANAGEMENT SERVICES, INC. | FBL INVESTMENT ADVISORY SERVICES, INC.

CRD#: 5308 / SEC#: 801-7655, 8-15854

BD
Terminated by SEC on 03/06/2004
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Contact information

Main Address
5400 University Ave, West Des Moines, IA 50266-5997
Mailing Address
Phone number
Established
Delaware since 05/07/1970
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
FBL FINANCIAL SERVICES, INC.OWNER
BRANNEN, JAMES PATRICKCFO & DIRECTOR2746986
COOMBS, SUSAN MARIEMUTUAL FUND ACCOUNTING DIRECTOR3181559
MARKER, DENNIS MICHAELPRESIDENT & DIRECTOR872474
MORAIN, STEPHEN MSENIOR VP, GENERAL COUNSEL & DIRECTOR1033225
NOYCE, JAMES WILLIAMVICE PRESIDENT, TREASURER & DIRECTOR2152118
ODDY, WILLIAM JOSEPHCEO & DIRECTOR350982
PAULE, JOHN MCMO & DIRECTOR3000719
ROJOHN, KRISTIINVESTMENT COMPLIANCE VP, SECY1700348
RUMELHART, JOANN WESLIEEXECUTIVE VP & DIRECTOR2145908
SANDBURG, LOUANN GERHARDVP - INVESTMENTS, ASST TREAS & DIRECTOR727918
WILSON, LYNN ELDENVP & DIRECTOR2636153

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.

CRD#: 5308

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