Shao C. Lin
Professional summary
Shao Chyi Lin, who also goes by Shao C Lin, is a registered financial advisor currently at THE FINANCIAL ADVISORS located in Tustin, California.
Shao is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Shao has worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shao Chyi Lin's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 1999 - Present
THE FINANCIAL ADVISORS
Office #1: 2522 Chambers Road, Suite 110, Tustin, CA 92780February 14, 1997 - May 7, 1998
PRINCIPAL SECURITIES, INC.
October 23, 1995 - April 22, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/12/1999)
Exams
Current Firm
THE FINANCIAL ADVISORS
CRD#: 135634 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 52 |
| AUM (Assets Under Management) | $ 69,155,357 |
Red Flags
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