Hans J. Dellenbach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hans Johann Dellenbach, who also goes by Hans Johann Dellenbach Jr, Hans Johann Dellenbach, Hans Johann Jr Dellenbach, was a registered financial professional .
Hans is a previously registered financial professional and started their career in finance in 1995. Hans had worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2021 - March 22, 2021
MML DISTRIBUTORS, LLC
August 2, 2019 - January 7, 2020
BD4RIA, INC.
September 5, 2008 - December 14, 2017
MMC SECURITIES LLC
May 4, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 4, 2005 - July 8, 2008
MSI FINANCIAL SERVICES, INC.
April 19, 2004 - August 9, 2005
WALNUT STREET SECURITIES, INC.
September 3, 2002 - March 12, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 3, 2002 - March 12, 2004
OSAIC FA, INC.
February 1, 2001 - December 10, 2001
WEALTHSENSE SECURITIES LLC
September 8, 1995 - June 3, 1997
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MML DISTRIBUTORS, LLC
CRD#: 38030 / SEC#: , 8-48203
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| MASSMUTUAL HOLDING LLC | MEMBER | |
| PUHALA, JAMES | CHIEF COMPLIANCE OFFICER | 5290483 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
| STEELE, DOUGLAS ROBERT | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 5026710 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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