Kirby J. Noel
Professional summary
Kirby John Noel is a registered financial professional currently at NEXPOINT SECURITIES, INC. located in Dallas, Texas.
Kirby is registered as a RR (Registered Representative) and started their career in finance in 1995. Kirby has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kirby John Noel's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2019 - Present
NEXPOINT SECURITIES, INC.
Office #1: 200 Crescent Court Suite 700, Dallas, TX 75201January 14, 2016 - January 11, 2019
CANTOR FITZGERALD & CO.
January 6, 2010 - December 9, 2015
REALTY CAPITAL SECURITIES, LLC
June 12, 2006 - December 7, 2009
EQUITABLE DISTRIBUTORS, LLC
February 4, 2004 - June 22, 2006
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 7, 2000 - January 21, 2004
COREBRIDGE CAPITAL SERVICES, INC.
September 13, 1996 - August 11, 2000
MANULIFE WOOD LOGAN, INC.
October 18, 1995 - September 18, 1996
WOOD LOGAN DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
NEXPOINT SECURITIES, INC.
CRD#: 165013 / SEC#: , 8-69128
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
NEXPOINT SECURITIES, INC.
CRD#: 165013Dallas, TX 75201TRUST BUT VERIFY
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