Jordan D. Alexander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jordan David Alexander was a registered financial professional .
Jordan is a previously registered financial professional and started their career in finance in 1995. Jordan had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2010 - January 13, 2016
IAM CAPITAL CORPORATION
September 17, 2008 - December 14, 2009
NYLIFE DISTRIBUTORS LLC
August 23, 2006 - August 5, 2008
BEAR STEARNS ASSET MANAGEMENT INC.
August 23, 2006 - August 5, 2008
J.P. MORGAN SECURITIES LLC
January 6, 2004 - January 6, 2006
LEVCO SECURITIES, INC.
June 23, 2003 - January 2, 2004
PALISADE CAPITAL SECURITIES, L.L.C.
October 4, 2000 - June 30, 2003
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
April 1, 1999 - October 2, 2000
LIEBER & COMPANY
November 14, 1995 - September 16, 1998
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IAM CAPITAL CORPORATION
CRD#: 45034 / SEC#: , 8-50930
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IRIDIAN ASSET MANAGEMENT LLC | SHAREHOLDER | |
| RAKER, TODD DUNKIN | CCO AND CEO | 2651603 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
