Joseph C. Cernera
Professional summary
Joseph Carmello Cernera JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Joseph had worked at 8 firms, which includes CANTONE RESEARCH INC., MORGAN TAYLOR & ASSOCIATES INC., CAPITAL INTERNATIONAL SECURITIES GROUP INC., FIRST MONTAUK SECURITIES CORP., GLOBAL CAPITAL MARKETS LLC, SCHNEIDER SECURITIES INC., INVESTORS ASSOCIATES INC., JARON EQUITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 1999 - September 14, 2000
CANTONE RESEARCH INC.
September 17, 1999 - October 20, 1999
MORGAN, TAYLOR & ASSOCIATES, INC.
May 5, 1999 - August 25, 1999
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
November 10, 1998 - June 14, 1999
FIRST MONTAUK SECURITIES CORP.
May 6, 1998 - October 21, 1998
GLOBAL CAPITAL MARKETS, LLC
June 18, 1997 - May 28, 1998
SCHNEIDER SECURITIES, INC.
March 14, 1997 - July 9, 1997
INVESTORS ASSOCIATES, INC.
October 29, 1996 - March 28, 1997
JARON EQUITIES CORP.
September 8, 1995 - October 24, 1996
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CANTONE RESEARCH INC.
CRD#: 26314 / SEC#: , 8-41940
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 13 |
| Civil Event | 1 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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