Charles J. Stewart

BLACK ELM ADVISERS

Tampa, FL

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CRD#: 2652376

Professional summary

Charles Joseph Stewart is a registered financial advisor currently at BLACK ELM ADVISERS, LLC located in Tampa, Florida.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Charles has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HERATLAND FINANCIAL INSTITUTE, OAKBROOK TERRACE, IL, START 08-2012, NON-INVESTMENT RELATED; INSTRUCTOR, TEACHING FINANCIAL EDUCATION CLASSES;10 HRS/MTH THE STEWART INSURANCE AND FINANCIAL SERVICES AGENCY LLC; YES; 1016 W. JACKSON BLVD, CHICAGO, IL 60607; 120 HRS/MO; ALL ACTIVITIES INVOLVED IN RUNNING THE BUSINESS, SALES, TRACKING, MANAGEMENT,ETC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Joseph Stewart's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2024 - Present

BLACK ELM ADVISERS, LLC

RIA

CRD#: 174910

Tampa, FL

Past

October 23, 2019 - December 31, 2023

WATER TOWER WEALTH MANAGEMENT, INC.

RIA

CRD#: 155967

Chicago, IL

Past

April 17, 2012 - September 23, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

OAKBROOK TERRACE, IL

Past

April 13, 2012 - September 23, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

OAKBROOK TERRACE, IL

Past

April 17, 2008 - September 3, 2009

VISION ASSET MANAGEMENT INC

RIA

CRD#: 110412

COUNTRYSIDE, IL

Past

April 17, 2008 - April 29, 2010

VISION INVESTMENT SERVICES, INC.

CRD#: 46609

ELMHURST, IL

Past

February 8, 2008 - February 29, 2008

FIRST BROKERAGE AMERICA, L.L.C.

CRD#: 43431

WILLOW SPRINGS, IL

Past

June 15, 2005 - February 1, 2008

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

EVERGREEN PARK, IL

Past

June 15, 2004 - February 1, 2008

FIFTH THIRD SECURITIES, INC.

CRD#: 628

EVERGREEN PARK, IL

Past

January 15, 2004 - June 24, 2004

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

March 2, 2001 - November 29, 2001

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

February 27, 2001 - November 27, 2001

HARRIS INVESTORLINE INC.

CRD#: 6362

SEATTLE, WA

Past

January 25, 2001 - February 15, 2001

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

September 24, 1999 - November 24, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/28/2024)

IAR

Illinois
(9/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/17/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/12/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/23/1999

General Securities Representative Examination

Current Firm

BLACK ELM ADVISERS, LLC

CRD#: 174910 / SEC#:

Florida

Registered Investment Advisory firm - (7/17/2024 Approved)

Illinois

Registered Investment Advisory firm - (3/2/2016 Approved)

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Contact information

Main Address

Skokie, IL

Mailing Address

Phone number

(708) 287-7773

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	156
AUM (Assets Under Management)	$ 17,302,798

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles J. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Joseph Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

WATER TOWER WEALTH MANAGEMENT, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

VISION ASSET MANAGEMENT INC

VISION INVESTMENT SERVICES, INC.

FIRST BROKERAGE AMERICA, L.L.C.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

WORLD GROUP SECURITIES, INC.

AMERITAS INVESTMENT COMPANY, LLC

HARRIS INVESTORLINE INC.

BANC ONE SECURITIES CORPORATION

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/1999

Series 63

Date: 12/17/1999

SIE

Date: 10/1/2018

Series 31

Date: 10/12/1999

Series 7

Date: 9/23/1999

Current Firm

BLACK ELM ADVISERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLACK ELM ADVISERS, LLC

TRUST BUT VERIFY

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