Charles J. Stewart
Professional summary
Charles Joseph Stewart is a registered financial advisor currently at BLACK ELM ADVISERS, LLC located in Tampa, Florida.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Charles has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Joseph Stewart's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2024 - Present
BLACK ELM ADVISERS, LLC
October 23, 2019 - December 31, 2023
WATER TOWER WEALTH MANAGEMENT, INC.
April 17, 2012 - September 23, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 13, 2012 - September 23, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 17, 2008 - September 3, 2009
VISION ASSET MANAGEMENT INC
April 17, 2008 - April 29, 2010
VISION INVESTMENT SERVICES, INC.
February 8, 2008 - February 29, 2008
FIRST BROKERAGE AMERICA, L.L.C.
June 15, 2005 - February 1, 2008
FIFTH THIRD SECURITIES, INC.
June 15, 2004 - February 1, 2008
FIFTH THIRD SECURITIES, INC.
January 15, 2004 - June 24, 2004
WORLD GROUP SECURITIES, INC.
March 2, 2001 - November 29, 2001
AMERITAS INVESTMENT COMPANY, LLC
February 27, 2001 - November 27, 2001
HARRIS INVESTORLINE INC.
January 25, 2001 - February 15, 2001
BANC ONE SECURITIES CORPORATION
September 24, 1999 - November 24, 2000
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/28/2024)
(9/25/2024)
Exams
Current Firm
BLACK ELM ADVISERS, LLC
CRD#: 174910 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 156 |
| AUM (Assets Under Management) | $ 17,302,798 |
Red Flags
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